- JPMorgan Chase (New York, NY)
- …engage in the creation and management of new and existing funds, navigate regulatory developments, and offer legal guidance to the JPMorgan Funds' Boards of ... and management of mutual funds and exchange-traded funds. + Advise on regulatory developments and their implementation. + Provide legal support to the JPMorgan… more
- Cardinal Health (Albany, NY)
- …controls + M&A due diligence processes + Cost estimation and financial modeling + Regulatory compliance (eg, GDPR, HIPAA, SOX) + Project management tools (eg, ... reporting on cyber risks, integration progress, and cost updates. + Ensure compliance with internal policies and external regulations throughout the M&A process. +… more
- US Bank (New York, NY)
- …Legal Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government Relations when providing legal subject matter coverage ... Bank to serve as a trusted legal and business advisor . Successful candidates for positions in the US Bank...positions. + Provide legal support and guidance on enterprise-wide regulatory reporting and compliance projects. + Review… more
- JPMorgan Chase (New York, NY)
- …You will work independently and with external counsel. You will act as a trusted advisor to our compliance , controls, and business partners in connection with a ... with investigations and inquiries + Work closely with line-of-business legal and compliance personnel on government investigations and regulatory matters + Draft… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- … is maintained. In addition, the position acts as a trusted advisor to senior management regarding Regulatory strategies/processes while developing ... The role leads a group within Regeneron's Regulatory Affairs organization that provides guidance to Research,...Medicine, the Oncology and Hematology Clinical Development Units on regulatory strategies for the development of Oncology & Malignant… more
- American Express (New York, NY)
- …and advise action owners on risk management remediation efforts with a audit and regulatory perspective. + Act as resource and advisor for 1LOD teams on ... key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact...make an impact in this role?** This **Director of Regulatory & Audit Exam Management** will be responsible for… more
- HSBC (New York, NY)
- …and achieve divisional business targets. As our Senior Legal Counsel - US Regulatory Legal you will: + Provide legal advice, guidance, and support to assigned ... managed + Deliver specialized legal support on US bank regulatory matters affecting HSBC Group companies within the United...are identified, reported, and mitigated + Be a trusted advisor to the businesses and functions in the US… more
- HUB International (New York, NY)
- …, and strategic business initiatives. + 10+ years' experience as a senior SEC regulatory compliance professional for either a large financial services firm + ... and Risk Officer in implementing, updating, and maintaining SEC investment advisor and/or FINRA compliance policies and procedures. This means assisting… more
- University of Rochester (Rochester, NY)
- …but not limited to Title IX, Clery Act, and FERPA. Strong understanding of regulatory compliance in academic, research and clinical settings and in federal ... access to senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and...communication skills, with the ability to effectively convey complex regulatory and compliance issues to both technical… more
- American Express (New York, NY)
- … compliance risk assessments and control self-assessments + Support regulatory exam readiness, issue remediation, and corrective action planning + Coordinate ... as a trusted advisor to senior leaders, supporting a culture of compliance and accountability. **Qualifications:** + 7-10 years of compliance , legal, or risk… more