- Cardinal Health (Albany, NY)
- …within the organization develops, enhances, and maintains security policies and IT compliance programs in alignment with regulatory , legal, and contractual ... etc.), third party certification management (eg, HITRUST, SOC 2), and proactively driving compliance to emerging regulatory obligations. The manager will lead a… more
- Guardian Life (New York, NY)
- …areas to perform high quality, value-added projects assessing the firm's overall regulatory compliance in various business functional areas. + Assist the ... the Compliance team to ensure that various compliance and regulatory processes and procedures are...NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, experience at an insurance-affiliated… more
- American Express (New York, NY)
- …Finance organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration ... risk with practical business needs. **Key Responsibilities:** + Serve as the primary compliance partner and advisor on privacy risk matters, offering expert… more
- TD Bank (New York, NY)
- …global policy rollouts, system migrations, and process reengineering. + Serve as an advisor to the business, legal and compliance stakeholders on complex ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University ... as a statured executive with significant professional experience in financial, legal, compliance , regulatory and/or audit matters (experience in multiple areas… more
- KeyBank (NY)
- …Compliance Risk Management organization, this role plays a key part in ensuring regulatory compliance and effective risk management over all of the fiduciary ... Advisor ), or similar. + Experience in wealth management or fiduciary services compliance . + Familiarity with issue management and regulatory exam processes.… more
- KeyBank (Amherst, NY)
- …training or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry trends, and ... design and execution of testing and continuous monitoring to evaluate Key's compliance with regulatory requirements. Individuals work both autonomously on… more
- Highmark Health (Albany, NY)
- …knowledge as well as in-depth knowledge of the insurance industry, strategic compliance planning, regulatory concerns, compliance requirements, and corporate ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- CH Robinson (New York, NY)
- …analyze regulatory changes; proactively adjust policies and procedures to maintain compliance . + Serve as a strategic advisor on sanctions risk, ... teams operating in different time zones + Proficiency in compliance management tools and regulatory technologies +...+ Proficiency in compliance management tools and regulatory technologies + Values a diverse and inclusive work… more
- Guardian Life (Albany, NY)
- …of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more