- City of New York (New York, NY)
- …regarding regulatory obligations and best practices related to M/WBE compliance . - Assist in executing agency reviews, audits, onsite monitoring and programmatic ... in New York State - Three years' experience in compliance , regulatory , or investigative capacity - Relevant...managers, supervisors, and employees, and operate as a trusted advisor - Proficiency in Microsoft PowerPoint, Excel, and Access… more
- Deloitte (Williamsville, NY)
- …reporting to drive growth and efficiencies within key records processes critical to compliance with regulatory and policy requirements. + Engages with key ... Senior Manager: Compliance & Reporting As a senior member of...Enabling Areas, and functional leadership) as a trusted business advisor , understanding their needs and leveraging these relationships to… more
- KeyBank (Amherst, NY)
- …of wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory requirements and expectations. Individuals work both ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance...respect to the execution of testing against applicable OCC regulatory expectations and pertinent regulations (eg - 12 CFR… more
- TD Bank (New York, NY)
- …policy rollouts, system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders on complex conflict scenarios + ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair… more
- L3Harris (Rochester, NY)
- …to E&C policies, procedures, tools and training that promote knowledge and strict compliance with regulatory requirements and reduce risk to the company. + ... the interest of national security. Job Title: Lead, Legal Compliance (Ethics & Compliance Officer) Job Location:...conflicts of interest and allegations of misconduct. + E&C Advisor : Act as an adviser to employees on ethical… more
- Guardian Life (New York, NY)
- …best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie, ... Law Department's Mission to be a trusted advocate and advisor to drive strategic solutions that advance Guardian's purpose,...Do you want to be part of a collaborative Compliance Legal Team? As a Data Analyst in … more
- Amazon (New York, NY)
- …security for customers and have a passion for state-of-the-art technologies? Do you see regulatory compliance as a business enabler? Amazon Web Services (AWS) is ... looking for a highly motivated Compliance Program Manager to join our audit team in...best practices, and resolving audit findings. As a trusted advisor , you'll communicate program results effectively to senior leadership… more
- Syracuse University (Syracuse, NY)
- …units and its Centers for Research and Scholarship on matters concerning litigation, regulatory and compliance matters. This individual will be a part of ... advice to a very sophisticated client base. Will serve as a trusted legal advisor to the General Counsel, other members of the senior administration, and key faculty… more
- JPMorgan Chase (New York, NY)
- Our Advisor compensation and incentive programs reinforce our business strategy and drives appropriate Advisor behavior. Incentive compensation represents our ... team, you will directly support end-to-end design and oversight of our Advisor incentive strategy. We explore compensation design options that impact every aspect… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... . **In this role, you will:** + Assist Financial Advisor (s) with sales, service, and operational related activities such as… more