- Wells Fargo (New York, NY)
- …crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk. The ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- TD Bank (New York, NY)
- …in surveillance review quality and methodology. + Act as a strategic advisor on evolving regulatory expectations, enforcement trends, and industry best ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is committed to providing fair… more
- Heritage Financial Credit Union (Middletown, NY)
- …of 3+ years of progressive experience in internal audit, risk management, or regulatory compliance , preferably within a financial institution or credit union. + ... such plays a critical role in assessing the organization's risk landscape, ensuring compliance with regulatory requirements, and fostering a strong culture of… more
- Bank of America (New York, NY)
- …business objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory , financial, and ... + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + Coach… more
- Citigroup (New York, NY)
- …position responsible for serving as subject matter expert and key legal advisor to business stakeholders, functional partners, and the Legal Management Committee by ... on the company. This role is not a manager. **Responsibilities:** + Ensure compliance with employment laws and regulations; Provide counsel to managers regarding … more
- Albany Housing Authority (Albany, NY)
- …matters including but not limited to; Local, State and Federal regulatory agency compliance , customer grievances, employee grievances, disciplinary hearings, ... years of work experience in a legal, policy or compliance field as a lawyer, law clerk, policy analyst,...field as a lawyer, law clerk, policy analyst, confidential advisor /assistant, investigator or paralegal. *SPECIAL NOTE: Education beyond the… more
- JPMorgan Chase (New York, NY)
- The Relationship Manager is an essential member of the Financial Advisor 's team. A Relationship Manager works in close partnership with the Financial Advisor (s) ... clients. The ideal candidate has a strong understanding of the Financial Advisor role and the ability to build strong relationships with clients helping… more
- JPMorgan Chase (New York, NY)
- …related to Suspicious Activity Reporting. + Advise on systems and controls for regulatory compliance . + Collaborate with internal and external counsel on ... JPMC's dynamic team as a Global Financial Crimes Legal Advisor , where your expertise in AML and financial crime...Collaborate with industry leaders and shape the future of compliance in a rapidly evolving financial landscape. Your strategic… more
- Axis (New York, NY)
- … to senior leadership and the Board on continuity risks and mitigation strategies. + ** Regulatory & Audit Compliance ** + Ensure compliance with global ... the organization's resilience and preparedness for business disruptions, aligning with regulatory requirements and industry best practices. This position plays a… more
- Citigroup (New York, NY)
- …position responsible for serving as subject matter expert and key legal advisor to business stakeholders, functional partners, and the Legal Management Committee by ... role is not a manager. **Responsibilities:** + Serve as a partner and advisor on mergers, acquisitions, divestitures (including sell downs or spin offs), strategic… more