- Bloomberg (New York, NY)
- …data integrity, quality, and effectiveness in all work outputs. + Support regulatory compliance initiatives by embedding governance and traceability into ... drive adoption across the organization. + Design policies and thoughtfully drive compliance + Implement Engineering-wide change management initiatives + Fill gaps in… more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. ... Management** + Serve as the primary liaison and trusted advisor for a portfolio of Depositary Receipt issuer clients...splits, rights issues) as they pertain to DRs. **2. Regulatory and Compliance Landscape** + **SEC Regulations:**… more
- APTIM (New York, NY)
- …Title V, New Source Review, and Permits by Rule--as well as compiling regulatory compliance reports such as annual emissions inventories and Title V, ... Provide post-deployment support, data management, and technical troubleshooting + Oversee regulatory compliance for permitting and emissions, including preparing… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... into the platform, delivering automated guardrails, real-time exposure monitoring, and compliance with regulatory standards-making this role central to both… more
- Wells Fargo (New York, NY)
- …crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk. The ... New York, NY. **Job Role and Responsibility:** Act as a Business Execution advisor to leadership to drive performance and initiatives and develop and implement… more
- Albany Medical Center (Albany, NY)
- …quality management program. + Use competitive comparisons and benchmarking. + Ensure compliance with regulatory and voluntary standards of performance. Actively ... engages in interactive dialogues with others. + Serve as a technical advisor for co-workers, students and other healthcare providers. Qualifications + Bachelor's… more
- City of New York (New York, NY)
- …comments for submission, developing implementation plans for BWS to maintain compliance with regulatory changes, monitoring and analyzing the bureau's ... EHS regulations to ensure the bureau's on-going and proactive compliance with various EHS regulations and initiatives. It also...injury data, etc.). - Acting as the Bureau's primary regulatory , environmental, health, and safety advisor by… more
- Mizuho Corporate Bank (New York, NY)
- …and the broader program to identify areas for continuous improvement. + Ensure compliance with applicable regulatory requirements and serve as a liaison with ... Legal, Compliance , and other functions, serving as a trusted advisor and providing constructive challenge and oversight of resilience-related plans and… more
- KeyBank (Amherst, NY)
- …testing and continuous monitoring of Asset Management engagements to evaluate Key's compliance with regulatory requirements. The Director must have comprehensive ... Road, Brooklyn Ohio **Job Description** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the… more
- Bank of America (New York, NY)
- …needs. Job expectations include driving responsible growth while minimizing regulatory , financial, operational, and reputational risks. The **International** **C** ... through the execution of the Market Strategy Plans. MCRMs partner closely with advisor teams to deliver a branded client service model focusing on digital solutions… more