- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... WIM. + Client Relationship Group: Oversees initiatives and support for financial advisor and team-led client coverage, including Wells Fargo Advisors, Wells Fargo… more
- BioFire Diagnostics, LLC. (Durham, NC)
- …oversee the end-to-end investigations process globally, ensuring consistency, fairness, and compliance with internal protocols and external legal requirements. As a ... lead complex, high-risk investigations, while also coaching and guiding regional compliance teams and other stakeholders who conduct investigations at the local… more
- The Clorox Company (Morrisville, NC)
- …other functions (eg Global Technical Services, Plant Engineering Teams) to ensure compliance with appropriate Clorox and Regulatory Requirements (OSHA Process ... + Manage and, where necessary, create and deploy programs to ensure compliance with OSHA's Process Safety Management Standard, EPA's Chemical Accident Prevention… more
- NetApp (Morrisville, NC)
- …and investment matters + Maintain programs and policies to ensure compliance with securities-related regulatory requirements, NASDAQ listing standards, ... corporate and securities matters including '33 and '34 Act reporting and compliance , corporate governance, mergers and acquisitions, equity investments, equity plan … more
- City National Bank (Charlotte, NC)
- …standards for exam preparation * Strong knowledge and experience with US regulatory , compliance , and governance and experiencing interacting with the regulators ... WHAT IS THE OPPORTUNITY? The Risk Strategy Manager will serve as trusted advisor , confidential thought partner, and act as sounding board to the Executive, Head… more
- Comerica (Charlotte, NC)
- …risk and control culture, and is responsible to evolving business needs and regulatory expectations. As a First Line leader, the Business Control Director Senior ... integrated into key business processes. The Business Control Director Senior is a trusted advisor to line of business leadership and a leader who sets the 'tone from… more
- Truist (Charlotte, NC)
- …etc.) and governance platforms 12. Understanding of enterprise risk management and regulatory compliance in financial services **General Description of Available ... initiatives within governance and service management frameworks 9. Knowledge of regulatory requirements in financial services technology, compliance , and risk… more
- Wells Fargo (Winston Salem, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... seeking a Senior Trust Associate - Senior Fiduciary Coordinator in Trust Client & Advisor Services as part of Wealth and Investment Management. Learn more about the… more
- Amgen (Holly Springs, NC)
- …and capital expenses, holding 100% accountability. + Be knowledgeable about compliance and regulatory aspects for operation and maintenance, equipment ... control strategy within Drug substance manufacturing. + Serve as an experienced advisor to senior level management and ensure the automation development strategy… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... is critical in driving the transformation of our voice compliance infrastructure, aligning with one of our top strategic...**In this role, you will:** + Act as an advisor to the Product Owner to develop or influence… more