- USAA (Charlotte, NC)
- …makes us special and impactful. **The Opportunity** As a dedicated **Director, Business Advisor ** , you will lead a team responsible for providing business planning ... of procedures and processes to increase business viability and ensure compliance and/or product competitiveness and profitable growth. Guides teams in developing… more
- Sedgwick (Fayetteville, NC)
- …Maintains a deep understanding of the business line's processes, functions, technology and regulatory compliance . + Serves as a project manager and process owner ... line of business for new or existing clients ensuring product quality and regulatory standards compliance . **ESSENTIAL RESPONSIBILITIES MAY INCLUDE** + Acts as… more
- CVS Health (Raleigh, NC)
- …improved health outcomes. Facilitate sessions on clinic operations, quality standards, regulatory compliance , member experience and patient-centered care to ... it all with heart, each and every day. The Quality Practice Transformation Advisor plays a critical role in supporting the highest standards of practice performance… more
- USAA (Charlotte, NC)
- …drive solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include oversight of procedures/process, ... sets you apart:** + Subject matter expertise in bank consumer protection regulatory compliance , with proficiency in one or more bank product lines and generalist… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …due diligence and mitigating risk to the business. * Ensures firm and regulatory policies are followed within compliance standards. * Performs other duties ... clients of the company by combining the traditional roles of the Financial Advisor , Service Associate and Branch Manager. Fosters and assists in the development of… more
- Huntington National Bank (Winston Salem, NC)
- …Works with relationships of moderate to high complexity. + Knowledgeable on key compliance and regulatory requirements. + Performs other duties as assigned. ... Description Summary: The Private Bank Wealth Advisor III is the primary client relationship manager in the Huntington Private Bank responsible for developing,… more
- Vanguard (Charlotte, NC)
- …impact with a leader in the financial industry! As a Senior Wealth Advisor within Vanguard's Advice and Wealth Management division, you will develop tailored ... This job requires a Series 7, 63 or 66 regulatory license and/or registration (eg FINRA, state, SFC) as...once in the role. These will be determined by Compliance based on role-specific duties. + 7+ years of… more
- First Horizon Bank (Charlotte, NC)
- …the location in the job posting. **Summary** The Business Risk and Controls Advisor supports the Marketing and Product Management organization. This role sits in the ... gaps and drive remediation of control deficiencies. + Engage in regulatory inquiries, exams and internal audits including preparation of materials, assessment… more
- First Horizon Bank (NC)
- …within the company's footprint. **Summary** The Treasury Management (TM) Risk and Controls Advisor as a first line of defense role that is responsible for executing ... and gaps to line of business management and Risk. + Engage in regulatory inquiries, exams and internal audits including preparation of materials, assessment and… more
- First Horizon Bank (Charlotte, NC)
- …site at location listed in job posting. **Summary** : The Business Risk and Controls Advisor sits in the first line of defense and is responsible for executing risk ... and gaps to line of business management and Risk. * Engage in regulatory inquiries, exams and internal audits including preparation of materials, assessment and… more