- Truist (Raleigh, NC)
- …management compliance gaps, partners in the analysis of legal, regulatory and compliance initiatives. Manages cybersecurity risk and compliance ... disabilities to perform the essential functions. + Bachelor's degree preferably in regulatory affairs, business, organizational or compliance law, or financial… more
- Prime Therapeutics (Raleigh, NC)
- …Principal** role serves as a strategic advisor to the AVP of Compliance Regulatory Intelligence and Compliance Oversight, driving strategic initiatives ... + Lead and coordinate special projects related to enterprise regulatory changes, audits, and enterprise compliance priorities....to enterprise regulatory changes, audits, and enterprise compliance priorities. + Act as a central point of… more
- CH Robinson (Charlotte, NC)
- …analyze regulatory changes; proactively adjust policies and procedures to maintain compliance . + Serve as a strategic advisor on sanctions risk, ... teams operating in different time zones + Proficiency in compliance management tools and regulatory technologies +...+ Proficiency in compliance management tools and regulatory technologies + Values a diverse and inclusive work… more
- Guardian Life (Raleigh, NC)
- …of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- Deloitte (Raleigh, NC)
- …reporting to drive growth and efficiencies within key records processes critical to compliance with regulatory and policy requirements. + Engages with key ... Senior Manager: Compliance & Reporting As a senior member of...Enabling Areas, and functional leadership) as a trusted business advisor , understanding their needs and leveraging these relationships to… more
- The Clorox Company (Durham, NC)
- … Compliance programs across the enterprise. This role focuses on driving compliance excellence, anticipating regulatory changes, and mitigating compliance ... is accurate and compliant. + Serve as the primary advisor on all global trade compliance matters,...plans to capitalize on opportunities. + Ability to anticipate regulatory changes and proactively adapt strategies to mitigate risks… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... in tactical projects and contribute to business growth strategy initiatives + Ensure compliance with regulatory and internal policy requirements + Track and… more
- North Carolina Agriculture & Technical State Unive (Greensboro, NC)
- …role ensures effective asset management, space and facilities planning, and regulatory compliance , while serving as a key advisor to the Department Chair. ... of laboratory research experience; + Demonstrated knowledge of research compliance standards, including laboratory safety protocols, equipment maintenance, and… more
- Wells Fargo (Wilmington, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... . **In this role you will:** + Assist Financial Advisor (s) with sales, service, and operational related activities such as… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... . **In this role you will:** + Assist Financial Advisor (s) with sales, service, and operational related activities such as… more