- JPMorgan Chase (Plano, TX)
- Serve as a trusted advisor on a range of legal and regulatory issues and guide stakeholders on how those legal requirements are internally documented and ... federal, and state regulation of financial products and services. + Experience with regulatory change monitoring. Candidates must be in compliance with all… more
- JPMorgan Chase (Dallas, TX)
- …and attending client meetings + Serve as a liaison between the Financial Advisor team, branch management, compliance and various other business units throughout ... and financials, and provide investment quotes to clients while complying with regulatory and firm policies and procedures + Interface directly with clients and… more
- Truist (Dallas, TX)
- …and compliance , delivering our Purpose-Driven Wealth Experience, and driving advisor retention/recruiting efforts for the market. Following is a summary of the ... close partnerships with the local Support leadership team, LOB Risk Organization, Compliance , HR and Operations to further the effectiveness and performance of the… more
- SolomonEdwards (Austin, TX)
- …focus on supporting audit and risk review activities by assessing model governance, compliance , and control environments. The consultant will serve as a strategic ... advisor and subject matter expert across complex modeling frameworks...and subject matter expert across complex modeling frameworks and regulatory requirements. **Essential Duties:** . Lead end-to-end audit engagements,… more
- City National Bank (Dallas, TX)
- …risk management processes of the Bank. CRR also serves as an internal advisor to lending units and credit administration / risk management to identify, recommend ... and effect process changes regarding credit risk management activities, regulatory issues related to credit risk, credit policy, and general credit underwriting… more
- MongoDB (Austin, TX)
- …and compliance requirements + Address inquiries regarding security attestations and compliance + Act as a trusted advisor to stakeholders and customers, ... levels simultaneously, leading to solutions/sustainable programs + Knowledge of compliance and regulatory processes, including aligning policies to… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... execution, business continuity and resiliency, data solutions and services, regulatory relations, customer experience, enterprise shared services, supply chain… more
- CBRE (Dallas, TX)
- …adoption, as well as remediation of cybersecurity issues (including audit findings, regulatory compliance items, contractual compliance issues, regulatory ... join CBRE's Global Business Information Security team and serve as a trusted advisor between cybersecurity and business operations. You will serve as a catalyst for… more
- Mackenzie Eason & Associates (Midland, TX)
- …and ensures open-government compliance . The City Attorney is both a trusted advisor and a catalyst. You will brief the Council at the dais, negotiate economic ... upgrades of parks and critical water infrastructure. Midland needs a legal advisor who can lead with opportunity, safeguard the public trust, and translate… more
- TXNM Energy (Alvin, TX)
- …such as database process documents, procedures and other ERCOT and NERC compliance documentation relative to operational data requirements + Ability to design ... that are exchanged internally and between other utilities and regulatory entities + Ability to implement and tests changes...are complex in nature and often functions as staff advisor and consultant by performing the following duties. ESSENTIAL… more
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