- MUFG (Tampa, FL)
- …in the Section's operations. Ensure the Staff receives proper training in all regulatory and bank compliance issues. Enforce applicable internal and HO ... section's output reports, records and files. Ensure all standard operational and compliance procedures are updated and enforced. Provide timely support to new… more
- MUFG (Tampa, FL)
- …to: 1) OFAC, Japanese Foreign Exchange Law (JMOF), BSA/AML, and various other Compliance related matters as they pertain to the business conducted by the Money ... 4) Management Reporting functions. **Responsibilities:** _Ensure MTD's adherence to MUFG's Compliance Policies_ : + Monitor and process all manual review… more
- Citigroup (Tampa, FL)
- …risk appetite in line with changes in the business environment, regulatory requirements, and strategic objectives. + Help collaborate with key stakeholders ... of Enterprise Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies. + Help collaborate with business and functions to understand the… more
- Truist (Orlando, FL)
- …as client presentation development and term sheets. 10% 5. Responsible for completing regulatory and compliance activities and data accuracy in the portfolio. ... Yes. This position runs ad hoc projects generally associated with regulatory , risk, and compliance issues. 11. Nature and Area of Impact, including Risk: This… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and maintains currency in third-party risk management processes and procedures in compliance with OCC, FFIEC, and other regulatory bodies *Responsible for ... Separation of Duties, Dual Control, and support for internal audits and regulatory examinations. Develop and/or and manage new risk management processes and business… more
- Citigroup (Tampa, FL)
- …stakeholders, including Businesses and Functions, Technology, Internal Audit and Compliance . Excellent communication skills required to influence a wide range ... Program visibility, action planning, and issue management of EUC & ITeSS related regulatory and management control initiatives across the Firm.*This is a global role… more
- Citigroup (Jacksonville, FL)
- …action plans, promoting continuous improvement and timely closure of issues + Ensure compliance with all relevant regulatory requirements and internal policies + ... of issues with key stakeholders, such that Citi achieves and maintains compliance and appropriately remediates findings from internal and external reviews as well… more
- Lincoln Financial (Tallahassee, FL)
- …development + Knowledge of internal controls, business / information technology risk, regulatory and compliance frameworks (ITIL, NIST, COBIT, NY DFS, SEC, ... assessments and identify IT-related risks and vulnerabilities based on business objectives, regulatory requirements, and emerging threats. + Conduct end to end audit… more
- Leonardo DRS, Inc. (Melbourne, FL)
- …analysts to conduct internal audits + Support the organisations external regulatory compliance audits (eg AS9100) + Investigate internal/external audit-related ... Bachelor's degree or equivalent combination of education and experience + Previous regulatory compliance audit experince preferred (eg AS9100) + In-depth… more
- Molina Healthcare (Orlando, FL)
- …and mitigate findings. + Manage documentation (eg, requesting, reviewing, preparing) for regulatory and compliance audits & assessments. + Ensure compliance ... on internal and third-party risk assessments and audits. Assessment and compliance activities include validating controls in the IT department, managing risk… more