- Citigroup (Charlotte, NC)
- …growth and progress together. The Applications Development Technology Senior Lead Analyst is a senior level position responsible for establishing and implementing ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Raleigh, NC)
- …documents and update processes and procedures as necessary + Ensure ongoing compliance with regulatory requirements + Perform impact analysis, solve/work high ... The Infrastructure Technology Lead Analyst responsible for the installation, configuration and support of Citi's IBM iSeries high-availability platform.… more
- Citigroup (Charlotte, NC)
- …Assessment, Transfer Pricing. **Other Relevant Skills** Assessment, Credible Challenge, Regulatory Compliance , Risk Management. **Anticipated Posting Close ... footprint in NY, London, Hong Kong and Malaysia. This is a senior analyst role in the Wealth Business Treasury Team with primary responsibility of managing… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- SMBC (Charlotte, NC)
- …related discipline). + 3-5 years of business experience in finance, audit, risk, compliance , or regulatory management in banking / financial services. Specific ... in-scope for EUC governance is a plus: (Reporting - Financial, Regulatory , Risk, Executive Management, Board; Front-Office Operations, Compliance , Capital… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... judgement while developing understanding of function, policies, procedures, and compliance requirements + Provide information to functional colleagues, internal… more
- Lincoln Financial (Greensboro, NC)
- …development + Knowledge of internal controls, business / information technology risk, regulatory and compliance frameworks (ITIL, NIST, COBIT, NY DFS, SEC, ... assessments and identify IT-related risks and vulnerabilities based on business objectives, regulatory requirements, and emerging threats. + Conduct end to end audit… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... and verify resolution of software and specification defects + Understand and ensure compliance and risk management requirements for supported area are met and work… more
- Lowe's (Mooresville, NC)
- …leads improvement initiatives in the origin operations space. + Supports Lowe's compliance with regulatory importing requirements and documentation + Partner ... analysis, and visibility. + Conduct strategic analysis of origin operations compliance KPI's and service level agreements to optimize performance while minimizing… more
- American Express (Charlotte, NC)
- …and monitoring data issues and risks that impact financial integrity, reporting, and regulatory compliance . The ideal candidate will bring experience in data ... reporting and dashboards for senior leadership, risk committees, and regulatory stakeholders, highlighting risk concentrations, issue trends, and remediation… more