- Wolters Kluwer (New York, NY)
- **Senior Sales Operations Analyst ( Legal / Compliance ) - Hybrid (CT/ET) R0052590 | FCC | HQ SCOE - CS/C T Corporation System** **Summary** The **Senior Sales ... Operations Analyst ** supports and manages operational and administrative workflows and...for the healthcare, tax and accounting, financial and corporate compliance , legal and regulatory , and… more
- Citigroup (Getzville, NY)
- ** Regulatory Operations Senior Data Analyst - AVP** **Team/Function Overview:** The Regulatory Operations group (Reg Ops) is a centralized unit within the ... and quality improvements. **Role / Position Overview:** As a Regulatory Operations Data Analyst , you will play...and implement corrective actions. + Collaborating with Operations, Technology, Compliance , Legal , Risk & Control, and business… more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments ... candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of...alignment with the firm's policies and procedures to ensure regulatory compliance and information integrity + Collaborate… more
- Institute of Electrical and Electronics Engineers (New York, NY)
- …for conversion to a permanent role. The Analyst will support IEEE's overall legal and compliance functions and will report to the Deputy General Counsel for ... Temporary Corporate Compliance Analyst - 250331 : N/A...Conduct internal and external vetting to ensure statutory and regulatory compliance . Work with in-house and outside… more
- TD Bank (New York, NY)
- …in analyzing data to create trend reporting.** + **Knowledge and experience within compliance or audit, legal and regulatory environment, enterprise ... **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and... risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance,… more
- New York State Civil Service (Albany, NY)
- …governance, compliance , and internal audit controls; BSA/AML program; operational, regulatory and legal risks and controls; risk management program; ... acts or practices.* Reviewing financial institution programs, policies, and procedures for compliance with legal and regulatory requirements.* Evaluating… more
- Guardian Life (New York, NY)
- …priorities, and values. Do you want to be part of a collaborative Compliance Legal Team? The Compliance Analyst , Park Avenue Securities (PAS), and Park ... areas to perform high quality, value-added projects assessing the firm's overall regulatory compliance in various business functional areas. + Assist the… more
- Datavant (Albany, NY)
- …life experiences to realize our bold vision for healthcare. **Role Summary:** The Compliance Analyst supports Datavant's enterprise compliance program and ... training, conducting compliance monitoring and auditing activities, and supporting external compliance audit requests. The Compliance Analyst will work… more
- Guardian Life (Albany, NY)
- …part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the… more
- University of Rochester (Rochester, NY)
- …and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... implementing, and monitoring compliance programs that meet all applicable legal , regulatory , and contractual obligations, while also advising senior… more