- Sumitomo Pharma (Albany, NY)
- …employee encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational ... rules and procedures, by ensuring that all plans and activities for and on behalf of Sumitomo Pharma America (SMPA) and affiliates are carried out with the "best" industry practices and the highest ethical standards. It is unlawful in Massachusetts to require… more
- TD Bank (New York, NY)
- …to key metrics and business conduct issues + Liaison with other Divisions, such as Compliance , Legal , Risk and Internal Audit as well as support regulatory ... and related systems and infrastructure processes + 15+ years compliance and regulatory experience along with a...and supervisory requirements + Strong ability to work with Compliance , Legal or Risk partners to interpret… more
- JPMorgan Chase (New York, NY)
- …and New York (CIOs, other analysts, COO/Operations team) as well as internal legal teams, internal compliance and regulatory teams **Job Responsibilities:** ... You will work alongside investment professionals and the Head Legal Analyst , gaining hands on exposure to...stakeholder management to drive timely, market aligned outcomes. + Legal and Regulatory Research : Conduct targeted… more
- Deloitte (New York, NY)
- …of reporting and process for business as usual, as well as triggering and regulatory events. The Legal Entity Management team specifically focuses on corporate ... with formation, maintenance, and dissolution of legal entities, including legal entity corporate compliance activities, such as annual meetings, appointment… more
- Deloitte (New York, NY)
- …and efficient tax and legal functions that enhance the core responsibilities of compliance , reporting and planning, while also positioning tax and legal as a ... Senior Consultant, Tax Technology Consulting - Legal Managed Services Would you enjoy being part...as well as aids them with their responses to regulatory and other trigger events compelling organizations to analyze… more
- Empire State University (NY)
- …leadership in designing, implementing, and continuously improving the university's IT compliance program, including oversight of regulatory adherence, risk ... Description: Empire State University is currently seeking a Director of IT Compliance and Digital Accessibility in the Office of Integrated Technologies. The… more
- City of New York (New York, NY)
- …commitment to making a difference through technology. As an integral part of the Legal Matters Division, the Audits and Compliance unit is responsible for ... role is responsible for evaluating internal controls, identifying risks, ensuring compliance with policies and procedures, and recommending improvements to enhance… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... as well as with COOs, Business Control Managers and partner functions (eg, Compliance , Risk, Operations, Technology, and Legal ). **In this role, you will:**… more
- Albany Housing Authority (Albany, NY)
- …school with an LL.B* or JD* degree AND three (3) years of work experience in a legal , policy or compliance field as a lawyer, law clerk, policy analyst , ... including but not limited to; Local, State and Federal regulatory agency compliance , customer grievances, employee grievances,...AND three (3) years of work experience in a legal , policy or compliance field as a… more
- City of New York (New York, NY)
- …for how vendors are managed and held accountable for complying with contractual, regulatory and legal requirements. Within VMO, the Agency Monitoring Team is ... Job Description APPLICANTS MUST BE PERMANENT IN THE ADMINISTATIVE STAFF ANALYST CIVIL SERVICE TITLE OR BE PERMANENT IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9 TITLE… more