- TD Bank (New York, NY)
- …as updated financial statements and prepare updated analysis memos + Monitors compliance with regulatory requirements + Provides written analysis that identifies ... corporate and institutional clients with capital markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the… more
- M&T Bank (New York, NY)
- …models designed to sensitize various conditions impacting the proposed transaction . * Prepare cash flow, collateral schedules, covenant sensitivity calculations, ... and their business to effectively analyze and underwrite the proposed transaction . Based on underwriting parameters, recommend the risk rating. * Prepare… more
- JPMorgan Chase (New York, NY)
- …mutual funds, ETFs, and SMAs), as well as the evolving industry and regulatory landscape. The role will require close interaction with our internal partners across ... Manager Solutions, Legal, Risk, Compliance , Operations, Bankers, and Investors. Externally, the role will...offerings and capabilities, in line with the firm's vision, regulatory changes, and the evolving industry landscape. + Represent… more
- JPMorgan Chase (New York, NY)
- …JPMorgan Global Liquidity products and services. This role requires earning regulatory licenses and working closely with external salespersons to drive positive ... relationships, delivering value-added tools and market insights, and ensuring compliance with onboarding requirements. Successful candidates should demonstrate proven… more
- Citigroup (Getzville, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- TD Bank (New York, NY)
- …Reform, Global Codes of Conduct Principles, FMSB Standards, Cross Border activities, Regulatory Compliance Management (RCM), Regulatory Exams, Audits & ... organizational skills **Preferred Qualifications:** + Candidate should have 15 + years compliance and regulatory experience along with a deep understanding of… more
- Citigroup (Getzville, NY)
- The Regulatory Analytics Analyst is a VP level position, part of the Regulatory and Analytics function within Enterprise Data Office, the VP will be ... Work closely with numerous stakeholders throughout the organization, including Risk, Transaction Management, Regulatory Reporting teams and senior stake holders… more
- TD Bank (New York, NY)
- …industry best practices, and related systems and infrastructure processes + 15+ years compliance and regulatory experience along with a deep understanding of how ... is accountable for establishing the programs and frameworks required to satisfy regulatory obligations and manage employee conduct and behaviors to ensure … more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... can provide you more specific details for this role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new… more
- M&T Bank (New York, NY)
- …solutions, negotiating legal documents, and obtaining credit approval while ensuring compliance with credit policies and regulatory requirements. The Commercial ... models designed to sensitize various conditions impacting the proposed transaction . * Prepare cash flow, collateral schedules, covenant sensitivity calculations,… more