- SMBC (New York, NY)
- …a business from the ground up, design and implement a robust legal and regulatory compliance framework in partnership with Compliance colleagues, and educate ... base (ranging from junior staff to senior management) on the US regulatory requirements for investment advisers. **Role Objectives** + Provide legal, regulatory… more
- City of New York (New York, NY)
- …of the Office of Audit and Quality Assurance (OAQA), Office of Compliance and Support (OCS), Investigation, Revenue and Enforcement Administration (IREA), Office of ... they adhere to best practices, comply with legal and regulatory requirements and adhere to all relevant policies. OAQA...(1) Administrative Management Auditor M-IV to function as the Assistant Deputy Commissioner of Audit Services, who will: -… more
- JPMorgan Chase (New York, NY)
- …for ultra-high net worth clients. Collaborate with top professionals across legal, compliance , and risk functions. Shape the future of wealth management by ... navigating regulatory changes and driving new product launches. Be part...+ Collaborate with Legal Department colleagues and control functions ( Compliance , Risk) to resolve legal and reputational risk items.… more
- City of New York (New York, NY)
- …to ensure compliance with external training mandates. - Ensure full regulatory and internal compliance . This includes preparing formal legal opinions on ... General Counsel (M-III) for the Employment Law Unit, the Assistant General Counsel (M-II) serves as a senior executive...(1) Executive Agency Counsel M2 to function as an Assistant General Counsel for the Employment Law Unit who… more
- Guthrie (Binghamton, NY)
- …COMPLIANCE : + Supports the implementation of organization policies and procedures in compliance with state, Federal and other regulatory guidelines to help ... Manage department payroll activities. + Assists Clinical Manager / Director and Assistant Chief Nurse Executive in preparation of annual operating and capital… more
- NYSERDA (Albany, NY)
- …Research and Development Authority (NYSERDA) is seeking an experienced and visionary Assistant Director of Power Generation & Storage (PGS) with deep expertise in ... New York State's ambitious clean energy goals. As the Assistant Director of Power Generation & Storage, you will...range of technical focus areas. + Provide input to regulatory actions and market transformation programs. + Direct the… more
- Vibrant Emotional Health (New York, NY)
- …policies and procedures to guide program or departmental performance. + Regulatory compliance with state and federal requirements. Managing/Directing Work: ... Position Title: Assistant Director, 988 Programs Salary: $92,000 - 111,000...key performance indicators and evaluate issues pertaining to program compliance and quality assurance including ensuring ongoing validity and… more
- Tutor Perini (Mount Vernon, NY)
- …projects, ensuring they are executed on time, within budget, and in compliance with design specifications and regulatory standards. **Description:** + Assist ... Inc** ., a Tutor Perini Company, is seeking an Assistant Project Manager - **Mechanical** for our **Mount Vernon,...Conduct site inspections to monitor mechanical work quality, safety compliance , and adherence to code requirements. + Assist in… more
- Westchester Jewish Community Services (White Plains, NY)
- …managing staff productivity. + Ensure accurate documentation, billing, and reporting in compliance with agency and regulatory standards (OMH, OASAS, SAMHSA) and ... meetings for OASAS, Encompass, and school-based Encompass programs. + Ensure compliance with all regulatory and accreditation requirements (CCBHC, OMH,… more
- Truist (New York, NY)
- …of America) **Please review the following job description:** The Syndicate Sales Assistant supports the ABS, Investment Grade and High Yield Syndicate Desks in ... new issue trading activity, including trade booking, settlement coordination, and regulatory reporting. This role ensures accurate and timely processing of Syndicate… more