- JPMorgan Chase (New York, NY)
- …engage in the creation and management of new and existing funds, navigate regulatory developments, and offer legal guidance to the JPMorgan Funds' Boards of ... and management of mutual funds and exchange-traded funds. + Advise on regulatory developments and their implementation. + Provide legal support to the JPMorgan… more
- MUFG (New York, NY)
- …+ Support knowledge and capability transfer to clients (as needed) + Ensure compliance with regulatory requirements and industry best practices in the deployment ... hands-on experience creating and evaluating comprehensive processes in a regulatory environment + Experience in the financial services industry preferred,… more
- Northwell Health (Forest Hills, NY)
- …* *1. Standards Compliance * Maintains current knowledge of and ensures compliance with all regulatory and professional standards of care which includes ... the Nurse Executive to establish nursing care standards and evaluates staff compliance . * Identifies research protocols effecting the patient population served and… more
- Citigroup (Getzville, NY)
- …for reviewing that the policy documents across the firm are in compliance with the minimum requirements of the Operational Risk Management team. **Responsibilities** ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- University of Rochester (Rochester, NY)
- …services congruent to standards of practice, policies and procedures to achieve compliance with regulatory agencies. + Participates in the department budgeting ... policies and procedures and standards of care and monitors compliance . Ensures actions are in line with the philosophy,...management of information. + Observes the Health Care System's compliance policies. + Reviews the utilization of staff and… more
- The Estee Lauder Companies (Long Island City, NY)
- …supplier relationship programs in close alignment with stakeholders + Actively drives compliance of the category strategies and sourcing projects with the ELC ... and local Procurement SOPs as well as legal and regulatory requirements + Contributes maximum value to the business...) and align stakeholders + Drives execution of and compliance with the agreed category strategies + Supports regional… more
- MUFG (New York, NY)
- …Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end ... while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due diligence; +… more
- Marriott (New York, NY)
- …for building and physical plant are obtained and kept current. * Helps ensure regulatory compliance to facility regulations and safety standards. * Ensures ... compliance with all Engineering departmental policies, standards and procedures. * Ensures all employees have the proper supplies, equipment and uniforms. **Ensuring… more
- Tarrytown Rehabilitation & Nursing Center (Ghent, NY)
- …on-going QAA activities for social work services to monitor by maintaining compliance with standards and regulatory requirements through rounds, interviews and ... standards of practice, facility philosophy and operational policies, while maintaining compliance with state and federal laws and regulations. + Communicates and… more
- JPMorgan Chase (New York, NY)
- …hands-on experience in navigating and optimizing these tools. + Knowledgeable about regulatory requirements in the trading industry, ensuring compliance and ... maintaining up-to-date knowledge of market trends, trading regulations, and ensuring compliance with company policies and industry standards. + Prepare and analyze… more