• Compliance Associate

    The Rare Wine Co. (Brooklyn, NY)
    …a keen eye for detail, outstanding communication skills, and a thorough understanding of regulatory frameworks. The Compliance Associate will play a crucial ... Compliance Associate Vieux Vins Group is...tax reports for relevant jurisdictions. Documentation and Reporting: Maintain compliance documentation and regulatory databases to ensure… more
    The Rare Wine Co. (07/31/25)
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  • Associate Director, Regulatory

    Sumitomo Pharma (Albany, NY)
    …and adherence to regulatory internal policies and processes and coordinate regulatory compliance activities at a global level + Provide updates to ... a dynamic, highly motivated, and experienced individual for the position of ** Associate Director, Regulatory Affairs (Oncology).** The Associate Director… more
    Sumitomo Pharma (10/11/25)
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  • CCOR - Regulatory Strategy Senior Officer…

    JPMorgan Chase (New York, NY)
    …the box, challenging the status quo and striving to be best-in-class. As a Regulatory Strategy Senior Officer - Associate within the Firmwide Regulatory ... of potential issues. + Establish and develop effective relationships within Compliance and with the Business, Operations, Finance, Regulatory Reporting,… more
    JPMorgan Chase (10/12/25)
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  • Associate Counsel, Legal Marketing…

    The Estee Lauder Companies (New York, NY)
    …+ Partner with business units to develop, implement, and educate on QA and regulatory compliance policies + Monitor and execute legal strategies to address ... The Ordinary and NIOD, and BALMAIN Beauty. **Description** The Associate Counsel, Global Legal Marketing & Regulatory ...- by providing practical business minded legal counsel on regulatory frameworks and product compliance in multiple… more
    The Estee Lauder Companies (09/04/25)
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  • Regulatory Operations Associate

    MUFG (New York, NY)
    …office and/or back office support functions. The individual will also support ongoing regulatory projects that have mandated compliance dates by FINRA. The ... provide more details. The individual will play a critical role within regulatory operations to support daily business activities. Primarily with exception management… more
    MUFG (10/03/25)
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  • Associate , Broker-Dealer Private Side…

    SMBC (New York, NY)
    …Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing coverage areas or ... for SMBC Nikko Securities Inc. **Role Objectives** + Assists in providing regulatory and compliance advice, identifying training needs, preparing and providing… more
    SMBC (10/13/25)
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  • Sr. Compliance Officer - Compliance

    TD Bank (New York, NY)
    …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is...activities. + Knowledge of financial product laws, rules and regulatory landscape, and a willingness to learn new … more
    TD Bank (09/20/25)
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  • Operational Compliance Associate I

    ICON Clinical Research (New York, NY)
    Operational Compliance Associate I - Onsite, Rochester, NY ICON plc is a world-leading healthcare intelligence and clinical research organization. We're proud to ... of clinical development. We are currently seeking an Operational Compliance Associate I to join our diverse...compliance programs and processes that ensure adherence to regulatory standards and internal policies. Your attention to detail… more
    ICON Clinical Research (09/18/25)
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  • Trade Surveillance Associate

    TD Bank (New York, NY)
    …provide you more specific details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join the trade ... advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives to… more
    TD Bank (10/12/25)
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  • Manager, International Regulatory Affairs

    Bath & Body Works (New York, NY)
    …Manager position will be responsible for developing and implementing the chemical regulatory compliance strategy for global market. This role, reporting to ... Principal, International Regulatory Affairs ( Associate Vice President) is responsible...8+ years of experience working on chemical and product regulatory compliance + In-depth understanding of EU… more
    Bath & Body Works (09/10/25)
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