- Humana (Albany, NY)
- …emphasize perceived value while balancing expense and business requirements, including regulatory compliance . Advises executives to develop functional strategies ... will serve as the primary under the core functions: **Responsibilities:** + Ensure compliance with ERISA, IRS, DOL, and other regulatory agencies for… more
- MUFG (New York, NY)
- …loan transactions, and related products. This role ensures operational accuracy, regulatory compliance , and timely execution of closing and post-closing ... Detail-oriented with strong organizational and communication skills. + Familiarity with KYC, regulatory compliance , and FEMA NFIP guidelines. + Paralegal or real… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... Associate , US FX Institutional and Sponsor Sales **Requisition...limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more
- JPMorgan Chase (Brooklyn, NY)
- …the Firm's capital adequacy. As a CCAR Y-14 Reporting & Analysis - Senior Associate within the Firmwide Regulatory Reporting & Analysis team, you will be ... requirements and the associated complex financial/accounting calculations + Ensuring compliance with regulatory reporting control and governance framework… more
- Coinbase (Albany, NY)
- …forward. *What you'll be doing (ie. job duties):* * Lead and manage regulatory compliance and risk management for all broker-dealer activities, ensuring ... attorney with deep broker-dealer expertise to provide legal guidance on compliance , regulatory matters, and transactions. * Exemplary project management… more
- UMB Bank (Albany, NY)
- …corporations. This team provides timely, accurate, and seasoned judgment related to regulatory compliance risk, suggests strategies for mitigating risk, promotes ... business. This position will conduct transaction and control testing to validate regulatory compliance with policies, regulations and laws that govern fiduciary… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking an Investment Banking Associate to join our Mergers & Acquisitions group...cannot be subject to statutory disqualification, in addition to regulatory and compliance requirements, including successful completion… more
- Citizens (New York, NY)
- …of legal assessments, interpretations, recommendations, and opinions on laws, policies, and regulatory issues. + Assist Compliance and Risk colleagues in ... looking for an experienced growth-minded and problem-solving attorney to serve as Associate General Counsel supporting the Wealth Management Division of the Citizens… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... Associate Director, US Corporate Banking Origination, (Consumer, Industrial,...limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more
- The Arc Erie County NY (Williamsville, NY)
- …+ Regulatory Knowledge - Understands OPWDD, Medicaid, and educational compliance requirements. + Leadership - Guides and motivates staff, builds team ... compliance with OPWDD, Department of Education, and other regulatory standards. *Coordinate interdisciplinary review of applicants to ensure placement decisions… more