- Humana (Austin, TX)
- …emphasize perceived value while balancing expense and business requirements, including regulatory compliance . Advises executives to develop functional strategies ... will serve as the primary under the core functions: **Responsibilities:** + Ensure compliance with ERISA, IRS, DOL, and other regulatory agencies for… more
- Capital One (Plano, TX)
- Principal Associate : Change Process Lead (FS) As the Principle Associate managing the change process for regulatory and non- regulatory requirements in ... (first line of defense), you will be responsible for the ingestion of regulatory and non- regulatory requirements, engaging with key stakeholders to facilitate… more
- Fujifilm (College Station, TX)
- …in maintaining a contamination-free environment, support our product pipeline, and ensure regulatory compliance . **Company Overview** The work we do at FUJIFILM ... **Position Overview** As the Associate Director of Microbiology, you will play a...strategies related to microbial contamination in manufacturing processes. + ** Regulatory Compliance ** : Prepare for and participate… more
- UMB Bank (Austin, TX)
- …corporations. This team provides timely, accurate, and seasoned judgment related to regulatory compliance risk, suggests strategies for mitigating risk, promotes ... business. This position will conduct transaction and control testing to validate regulatory compliance with policies, regulations and laws that govern fiduciary… more
- Wells Fargo (Houston, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more… more
- Coinbase (Austin, TX)
- …forward. *What you'll be doing (ie. job duties):* * Lead and manage regulatory compliance and risk management for all broker-dealer activities, ensuring ... attorney with deep broker-dealer expertise to provide legal guidance on compliance , regulatory matters, and transactions. * Exemplary project management… more
- Capital One (Plano, TX)
- …requirements when making decisions. + Remain current on all pending and proposed regulatory changes affecting compliance . + Ensure Know Your Customer "KYC" ... Member & Direct Loan Closing Associate Are you looking for a challenging role...and relevant stakeholders. + Ensure transactions are closed in compliance with the Bank's loan policy and any other… more
- Otsuka America Pharmaceutical Inc. (Austin, TX)
- …method validation and implementation activities for drug substance and drug product ensuring compliance with relevant ICH and regulatory guidelines + Develop and ... ** Associate Director, Small Molecule Analytical Development** + Lead...conditions, and analytical testing, to support product development and regulatory submissions. + Author and review INDs, NDAs, and… more
- Capital One (Plano, TX)
- Sr. Risk Associate (FS) **As a Senior Risk Associate in Capital One's Financial Services Business Risk Office (first line of defense), you will provide ... partnering closely with senior business and risk office leaders, technology, compliance , legal, and Operational Risk Management.** **In your role, you will:**… more
- Coinbase (Austin, TX)
- …set up and maintain customer accounts, including KYC/AML onboarding, account updates, and regulatory compliance * Support the processing of corporate actions to ... regulated financial markets? We are seeking a highly-skilled Senior Associate to be a key member of our Broker...regulatory reports (eg, CAT, TRACE) in collaboration with Compliance and Legal * Maintain and update internal controls,… more