- Scotiabank (New York, NY)
- …of relevant experience covering financial crimes (BSA/AML, OFAC) as an internal auditor (third-line or defense) and/or compliance professional (second line of ... the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations. The candidate will lead AML audits to...within the US and determine whether they are in compliance with governing regulations, internal policies, and procedures. The… more
- Citizens (New York, NY)
- …control inventory, inclusive of providing guidance for applicable state and or federal regulatory requirements. You will also work with the First Line Risk Manager ... A solid understanding of various risk types (eg, operational, financial, compliance , reputational) and risk management methodologies, including COSO and OCC… more
- Citigroup (New York, NY)
- …(risk based and regulatory ), preferably related to coverage of Independent Risk, Compliance and Financial Crimes related risks.** + **7+ years of experience in a ... Quality Assurance (QA) function that reports to the Chief Auditor Quality Assurance and the Group Audit Committee. The...Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison… more
- TD Bank (New York, NY)
- …processes to sustain TDS business growth * Liaise with internal auditor and regulators during examinations on valuation related topics **Additional Information** ... is preferred. Demonstrated deep expertise in valuation topics prescribed per regulatory /accounting rules and industry practice for IPV and valuation adjustment… more
- MUFG (New York, NY)
- …+ Perform first line validation of issues including MSIs, SLoD, TLoD, and regulatory issues + Review, challenge, and participate in issue lifecycle validation with ... of management and employees PROFESSIONAL CERTIFICATIONS + Certified Information Systems Auditor (CISA) + Certified in Risk and Information Systems Control (CRISC)… more
- SMBC (New York, NY)
- …timeframe. This position will not have any direct reports. When acting as the Auditor in Charge, the individual will be assigned an audit team (2-4 individuals from ... and technology related areas assessing adherence to firm and regulatory requirements and assessing design, operating effectiveness and sustainability of… more
- Weill Cornell Medical College (New York, NY)
- …of clinical trials in conjunction with all pertinent staff, including: the monitor/ auditor , the regulatory office, investigational pharmacy, and investigators. + ... research studies. **Job Responsibilities** + Coordinate clinical trials in compliance with federal regulations, GCP guidelines, and internal policies. Ensures… more
- City National Bank (New York, NY)
- …contributor on routine audit assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements. *The ... be employed by City National Bank. *The Opportunity* The auditor will work within a team and on occasion...Compliance with various laws, rules, regulation, and other regulatory pronouncements. *The Qualifications* * Minimum 3 years experience… more
- City of New York (New York, NY)
- …coordination of the risk assessment process to ensure the integrity, efficiency, and regulatory compliance of HRA operations. Within OAS, the External Audit ... of Social Services (DSS) and ensuring that DSS complies with all statutory, regulatory , and contractual standards. The Office of Audit Services (OAS) is responsible… more
- Tutor Perini (New York, NY)
- …and audits of construction activities, materials, and processes to ensure compliance with project specifications and regulatory requirements. + Identify ... of quality control activities, including inspection reports, test results, and compliance documentation. + Prepare and present quality assurance reports to project… more