- TD Bank (New York, NY)
- …to automation and process improvement initiatives to enhance documentation workflows and regulatory compliance . + Prepare and deliver reporting on documentation ... system + Supports internal initiatives related to documentation, process automation, and regulatory compliance **Education & Experience:** + Law degree is… more
- Chemung Canal Trust Company (Elmira, NY)
- …activities to ensure effective management and maintenance of OREO properties including compliance with all environmental and regulatory requirements. + Assists ... Responsible for assisting duties relative to the Special Assets Department (SAD) in compliance with all applicable state and federal laws, rules and regulations and… more
- University of Rochester (Rochester, NY)
- …conflict of interest, creates and implements policies and procedures to ensure compliance , and advances senior leadership's strategic mission and vision for research ... the University's operational response to allegations of research misconduct, ensuring compliance with federal regulations and University policy. + Oversees inquiries… more
- The Salvation Army (West Nyack, NY)
- …electronic applications and contractual agreements as submitted by commands to ensure compliance with both regulatory authorities and The Salvation Army mission, ... + Ensure documentation of all correspondence and actions is current; Maintain compliance with all policy, regulatory and procedural guidelines. Working knowledge… more
- TD Bank (New York, NY)
- …**Depth & Scope:** + Negotiates a robust portfolio of capital markets regulatory agreements globally, ensuring regulatory compliance across specific ... requirements to business lines, clients and their legal counsel in an efficient, business-friendly manner + Participates in...TD Securities' new and existing client base to ensure regulatory compliance daily + Utilizes technology to… more
- New York State Civil Service (Jamaica, NY)
- …and make recommendations for priorities based on fiscal constraints and regulatory compliance . Conduct energy conservation evaluations and make recommendations ... of maintenance contracts. Ensure that facility structures and systems remain in compliance with various federal and State regulatory agencies. Ensure that… more
- JPMorgan Chase (New York, NY)
- …work closely with various teams, portfolio companies, internal JPMorgan Legal and Compliance departments, external counsel , and other advisors to achieve ... raising and investment vehicle formation, eager to develop new capabilities in regulatory positioning and credit facilities. **Job Summary** As a Vice President in… more
- University of Rochester (Rochester, NY)
- …Business Partner to management in order to reduce legal risks and ensure regulatory compliance . Other duties as assigned. **MINIMUM EDUCATION & EXPERIENCE** + ... associate to Human Resources Business Partner(s) in assigned business unit(s). Provides counsel to business units in the areas of policy, procedures, corrective… more
- M&T Bank (Getzville, NY)
- … compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including ... Assemble and provide documentation in response to investor or regulatory audit requests. + Generate various scheduled and ad...bank or its investors and work with in house counsel and management to determine if external counsel… more
- TD Bank (New York, NY)
- …operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members ... best practices. + Maintain a comprehensive understanding of existing and emerging regulatory requirements, inherent risks, Compliance Policies and Standards, to… more