- TD Bank (New York, NY)
- …requirements and mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal, and ... customers, products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program… more
- City of New York (New York, NY)
- …will engage in difficult and complex legal work in the Office of the General Counsel (OGC) Fair Hearings & Compliance Unit to further the agency's mission on ... youth in the community. The Office of the General Counsel (OGC) provides legal representation and advice to the...legal vulnerability and coordinates with other Divisions to ensure compliance with court orders, consent decrees, and other legal… more
- M&T Bank (Buffalo, NY)
- …with members of the Legal Department to support the Associate General Counsel responsible for overseeing legal support for the Residential Mortgage Division. In ... Such advice will include, but is not limited to, compliance with applicable state and federal laws and regulations...Residential Mortgage Division + Work with and oversee outside counsel retained to provide assistance to M&T's Residential Mortgage… more
- TD Bank (New York, NY)
- …to automation and process improvement initiatives to enhance documentation workflows and regulatory compliance . + Prepare and deliver reporting on documentation ... system + Supports internal initiatives related to documentation, process automation, and regulatory compliance **Education & Experience:** + Law degree is… more
- Mizuho Corporate Bank (New York, NY)
- …+ First Line Control Officers may also be asked to support non-financial risk Regulatory exams, Audit reviews and Compliance Testing in the capacity of SME ... business operations. Additional Roles and Responsibilities + Collaborate with, guide and counsel colleagues on control design and implementation to mitigate risks. +… more
- The Salvation Army (West Nyack, NY)
- …electronic applications and contractual agreements as submitted by commands to ensure compliance with both regulatory authorities and The Salvation Army mission, ... + Ensure documentation of all correspondence and actions is current; Maintain compliance with all policy, regulatory and procedural guidelines. Working knowledge… more
- JPMorgan Chase (New York, NY)
- …work closely with various teams, portfolio companies, internal JPMorgan Legal and Compliance departments, external counsel , and other advisors to achieve ... raising and investment vehicle formation, eager to develop new capabilities in regulatory positioning and credit facilities. **Job Summary** As a Vice President in… more
- TD Bank (New York, NY)
- …**Depth & Scope:** + Negotiates a robust portfolio of capital markets regulatory agreements globally, ensuring regulatory compliance across specific ... requirements to business lines, clients and their legal counsel in an efficient, business-friendly manner + Participates in...TD Securities' new and existing client base to ensure regulatory compliance daily + Utilizes technology to… more
- M&T Bank (Getzville, NY)
- … compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including ... Assemble and provide documentation in response to investor or regulatory audit requests. + Generate various scheduled and ad...bank or its investors and work with in house counsel and management to determine if external counsel… more
- City of New York (New York, NY)
- …units. The Fair Hearings & Compliance Unit (FHCU) is a litigation and compliance unit reporting to the ACS General Counsel . FHCU, under the supervision of ... youth in the community. The Office of the General Counsel (OGC) provides legal representation and advice to the...legal vulnerability and coordinates with other Divisions to ensure compliance with court orders, consent decrees, and other legal… more