- US Bank (New York, NY)
- …Markets business + Collaborate with other related support functions, such as Risk, Compliance and Regulatory Services + Work with senior leadership within the ... of experience as an attorney in a law firm, regulatory authority and/or as in-house counsel supporting capital markets products + Experience with securities laws… more
- Amazon (New York, NY)
- …will be responsible for counseling Amazon businesses on a broad range of regulatory and commercial matters, with a focus on global regulations governing imports and ... day-to-day advice on trade regulations, and advise on emerging regulatory and enforcement trends to help shape Amazon's trade... and enforcement trends to help shape Amazon's trade compliance policies and programs. You will work on complex… more
- Neuberger Berman (New York, NY)
- …to provide advice, support and research on a broad variety of legal, regulatory and general corporate matters for their institutional asset management business. The ... equity fundraising and investing. The position will report to the General Counsel covering the business. This is an exceptional opportunity for a well-rounded… more
- NYS Housing Trust Fund Corporation (Albany, NY)
- …agency units being served. + Represent the agency in low-income housing tax credit regulatory agreement negotiations. + Provide legal counsel to the Office of ... agency. The Office of Legal Affairs provides legal advice, counsel and representation to all the Agencies' offices and...Housing Finance Law, and Public Officer's Law to ensure compliance . Job Duties: + Assigned a portfolio of active… more
- Confluent (Albany, NY)
- …role, you must be able to work independently, navigate complex legal and regulatory landscapes related to software and open source, and collaborate effectively with ... the future. We strive to provide thoughtful and pragmatic counsel and to minimize risks as we pursue business...scale, and maintain open source policies. + Conduct license compliance reviews and oversee related audits to ensure adherence… more
- Athene (New York, NY)
- …environment at our various locations. Purpose: The Vice President Tax and Senior Counsel will be responsible for the Company's analysis and proactive response to tax ... modeling, active engagement with industry groups, and assisting with implementation of compliance for new tax requirements. This leader will partner closely with the… more
- Neuberger Berman (New York, NY)
- …the Investment Company Act of 1940 to join its New York-based Legal and Compliance Team. This position will be providing legal advice and support on Neuberger ... distribution efforts. This position will report to the General Counsel - US Registered Funds. This is an exceptional...and sales personnel on a variety of legal and regulatory matters associated with current and proposed business and… more
- JPMorgan Chase (New York, NY)
- …engage in the creation and management of new and existing funds, navigate regulatory developments, and offer legal guidance to the JPMorgan Funds' Boards of ... and management of mutual funds and exchange-traded funds. + Advise on regulatory developments and their implementation. + Provide legal support to the JPMorgan… more
- JPMorgan Chase (New York, NY)
- …surveillance and monitoring of business activities to identify and assist in resolution of regulatory , compliance and control issues + Assist in regulatory ... skills: + Strong experience and familiarity with broker-dealer cash equities legal, regulatory and compliance issues, broker-dealer regulatory requirements,… more
- Amazon (New York, NY)
- …relationships, and handle pre-litigation legal disputes and inquiries - Manage regulatory compliance matters, including liaising with federal and provincial ... business teams launch new features and product categories - Serve as lead counsel in drafting and negotiating commercial agreements - Resolve issues arising in… more