- Heritage Financial Credit Union (Middletown, NY)
- …a difference in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance ... experience in a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience in mortgage originations,… more
- Institute of Electrical and Electronics Engineers (New York, NY)
- …risks. Conduct internal and external vetting to ensure statutory and regulatory compliance . Work with in-house and outside counsel to evaluate global trade ... compliance functions and will report to the Deputy General Counsel for Compliance . Our team is responsible for the creation, implementation and execution of… more
- American Express (New York, NY)
- …business specific compliance expertise, particularly in relation to identifying where compliance and regulatory risk is present in BU process and controls, ... related BU issues. + Support the mapping of compliance and regulatory risk to RCSA controls.Partner...business partners across the Enterprise such as the General Counsel 's Organization, Audit, and 2LOD Global Compliance … more
- Mastercard (Harrison, NY)
- …Anti-Corruption Program to continue to meet the seven elements of an effective compliance program, by meeting evolving legal and regulatory obligations with ... potential._ **Title and Summary** Senior Vice President, Anti-Corruption Bribery and Region Compliance Lead Overview: At Mastercard, we believe that how we do… more
- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... in order to facilitate affordable housing development. Housing Incentives' Compliance and Enforcement (C&E) division investigates and takes enforcement action… more
- Warner Bros. Discovery (New York, NY)
- …function in these businesses. * Having deep substantive knowledge and experience in regulatory compliance areas relevant to US multinational media companies with ... partners and other stakeholders. * Providing clear and decisive counsel to senior executives in WBD's CNN, DTC/Streaming, Content...& Experience * 10+ years of experience in a compliance and regulatory -focused role, preferably with media… more
- Capital One (New York, NY)
- …Certified Information Privacy Professional (CIPP), Certified Risk Professional (CRP) or Certified Regulatory Compliance Manager (CRCM) At this time, Capital One ... Management Program + Prepare management reporting on privacy compliance activities + Consult with legal counsel ...senior management team + Subject matter expertise in key regulatory and audit requirements and three lines of defense… more
- Deloitte (Williamsville, NY)
- …and oversee retirement plan operations and projects designed to comply with regulatory requirements, plan provisions, and legislative changes. + Identify and drive ... and manage business continuity plans for critical plan operations and compliance activities. + Develop strong partnerships with internal stakeholders (Finance,… more
- CCSI INC (Norwich, NY)
- …operations. + Stay active and up to date on all material and releases regarding regulatory compliance . + Establish Annual Compliance and Quality Work Plan ... Compliance and Quality Improvement Specialist - On Site...of retaliation, retribution, or intimidation. + Consult with legal counsel as warranted and appropriate. + Maintain a log… more
- TD Bank (New York, NY)
- …+ 10+ years of relevant experience **Preferred Qualifications:** + Consumer compliance experience, regulatory knowledge, audit experience + OCC/FINRA/SEC/CFPB/ ... to senior management + Acts as a strategic audit advisor by providing counsel and guidance on audit issues; leads relationships with key enterprise partners and… more