- Wellington (New York, NY)
- …and collaborative lawyer to join our Client Advisory Legal team as Counsel . This role will support legal coverage for client-facing activities across institutional ... channels, with a focus on complex investment management agreements (IMAs), regulatory matters, and strategic client initiatives. This role offers the opportunity… more
- BlackRock (New York, NY)
- …legal, compliance , and operational considerations. + Coordinate with external counsel on regulatory matters. + Collaborate with colleagues across BlackRock's ... closed-end funds. Key Responsibilities + Draft, review, and manage regulatory filings, offering documents, and board materials. + Assist...Legal & Compliance department. Qualifications + Juris Doctor (JD) from a… more
- Pixalate, Inc. (New York, NY)
- Corporate Counsel Employment Type: Full-Time Minimum Experience: 5-7 years of experience in a similar role Location: Hybrid in New York City Metropolitan Area About ... in a cost-effective and legally-compliant manner. Experience analysing legislative and regulatory obligations for applicability, under US and international laws and… more
- Coinbase (Albany, NY)
- …laws specific to financial institutions (eg GLBA) and the global financial regulatory frameworks (eg AML/KYC compliance , PSD2). CIPP or similar certification(s) ... will partner closely with our global Data Privacy Operations, Product and Commercial Counsel , Security and other business teams to provide critical legal guidance on… more
- JPMorgan Chase (New York, NY)
- …surveillance and monitoring of business activities to identify and assist in resolution of regulatory , compliance and control issues + Assist in regulatory ... skills** + Strong experience and familiarity with broker-dealer cash equities legal, regulatory and compliance issues, broker-dealer regulatory requirements,… more
- Ankura (New York, NY)
- …valuation, and systems professionals to support payer executives and their counsel with regulatory compliance , operations, disputes, investigations, ... in addressing the issues associated with complex disputes, investigations, regulatory and compliance , and technology services. Our practice professionals… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- TD Bank (New York, NY)
- …Partner closely with Employee Relations and HR Advice CoE, HR 1B, Legal, Compliance , Risk, and internal and external counsel . Maintain productive relationships ... and support + Shares expert knowledge, provide advice and counsel to business management and Human Resources teams +...and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory… more
- American Express (New York, NY)
- …in Global Risk and Compliance is the center of expertise for US regulatory exams and remediation of regulatory findings for American Express. RELM supports ... or outstanding issues that may impact the scope of the examination. + US Regulatory Relations team within the General Counsel 's Organization to provide input to… more
- ACLD (Bethpage, NY)
- …of the amazing people we support. Primary Purpose of Job Assess and support regulatory compliance and the quality of service delivery systems. Assist in the ... Regulatory Affairs Analyst When a group of families...well as monitoring visits for the purpose of monitoring compliance with quality of service delivery systems, billing, documentation… more