- TD Bank (Charlotte, NC)
- …in rendering advice and counsel to business lines or assigned areas, on compliance matters and regulatory risks which may impact performance of the business ... Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in… more
- TD Bank (Charlotte, NC)
- …for the Company and supports the development, implementation, and maintenance of a regulatory compliance program through compliance activities across various ... end, the incumbent will work with Oversight Functions (designated Regulatory Compliance Management accountability for areas of...regulatory research that may involve internal or outside counsel or third party assistance + Stays current on… more
- American Express (Charlotte, NC)
- …business specific compliance expertise, particularly in relation to identifying where compliance and regulatory risk is present in BU process and controls. ... related BU issues. + Support the mapping of compliance and regulatory risk to RCSA controls....business partners across the Enterprise such as the General Counsel 's Organization, Audit, and 2LOD Global Compliance … more
- American Express (Charlotte, NC)
- …oversight, challenge, and guidance to GCS Marketing business stakeholders on compliance / regulatory requirements applicable to marketing projects and strategies. ... key stakeholders. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change and Inventory Management (RCIM),… more
- Robert Half Legal (Charlotte, NC)
- …and/or real estate (preferred) Education: + Bachelor's degree required; advanced certifications in regulatory compliance are a plus ✨ Ready to elevate your ... professional seeking a career where strategic leadership meets cutting-edge regulatory expertise? We're looking for a Compliance ...+ Guided career growth with mentorship from the General Counsel & Chief Compliance Officer + Exposure… more
- Stryker (Charlotte, NC)
- …and accountability for the accuracy and completeness of documentation to ensure compliance with internal standards and regulatory requirements. + **Analyze ... regulations) and Stryker's businesses and related operations in order to advise Compliance Officers and business units on regulatory changes. + **Promote… more
- MSC Industrial Supply Co. (Davidson, NC)
- …of the business. + Ability to develop and effectively communicate sound regulatory advice and/or policies including best practices, compliance objectives and ... SUMMARY:** The success of the Director of Supply Chain Compliance will be defined by their ability to develop...and procedures to ensure that the organization complies with regulatory requirements and company policies. The role monitors business… more
- Xylem (Charlotte, NC)
- …solutions. **The Role:** Xylem is seeking an experienced and strategic FSFE Trade Compliance Program Manager to oversee and lead the global First Sale for Export ... with US Customs and Border Protection (CBP) regulations and internal compliance goals. The successful candidate will drive cross-functional coordination with supply… more
- Fox Rothschild LLP (Charlotte, NC)
- …matter expert in data mapping, eDiscovery, Litigation Hold, internal data collections, and regulatory compliance - acting as both a strategic and tactical ... Information Services department, the Lead Analyst, Digital Data Governance & Compliance will drive and support our firm-wide electronic governance initiatives. This… more
- First Horizon Bank (Charlotte, NC)
- …+ understand and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design ... 7 Years related auditing experience Relevant financial services industry knowledge ( Regulatory Compliance , Operations) Excellent oral and written communication… more