- City National Bank (New York, NY)
- …line IT & Resilience risk management program in line with industry best practice, regulatory requirements and other RBC entities in the US. Manages a team of ... Continuity, and Operational Resilience enterprise governance, strategy, risk and compliance management, and regular reporting to the bank's governance committees.… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Ankura (NY)
- …methodology and system of quality control. + Assist external and internal counsel to perform investigations of corporations surrounding breaches in a corporation's ... colleagues, clients, fraud examiners, internal and external auditors, lawyers, and regulatory authorities on challenging, sensitive and adversarial situations + Lead… more
- Ankura (New York, NY)
- …Class Action Disputes team combines unparalleled data analytics experience with the financial , economic, analytical expertise that clients and their legal counsel ... Statisticians, and others, works across several industries, including healthcare, banking, financial services, manufacturing, and energy, and in many types of… more
- Northwell Health (Lake Success, NY)
- …and pharmaceutical purchasing and inventory management. 15.Interprets and standardizes regulatory reporting standards to ensure compliance with government ... **Req Number** 170779 Job Description Provides advice and counsel to the pharmacy services. Develops and provides...and distribution of reports and procedural statements which ensure regulatory and policy compliance . 17.Performs related duties… more
- US Bank (New York, NY)
- …directly with clients and prospects, financial sponsors and/or financial intermediaries (including outside accountants, legal counsel , appraisers, field ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...appropriate structuring alternatives to mitigate those risks. * Ensure compliance with all policy and regulatory requirements.… more
- Citigroup (New York, NY)
- …with Citi support groups to find solutions and resolve issues. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. ... on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the...Anticipate events in a client's life which have significant financial implications. + Serve as a trusted advisor to… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- Robert Half Legal (New York, NY)
- …investigations and assist clients with voluntary self-disclosures to OFAC or other regulatory bodies. + Draft and review compliance policies, contractual ... handling high-stakes litigation, complex cross-border matters, and sensitive government and regulatory issues. The firm is seeking an experienced attorney with… more
- City National Bank (New York, NY)
- …respective office for compliance with these policies and procedures. Ensure regulatory compliance and colleague adherence to CNB policies and procedures are ... Completes, monitors and audits branch certifications and operational reviews. Ensures regulatory compliance and effectively communicates and implements changes… more