- City National Bank (New York, NY)
- …respective office for compliance with these policies and procedures. Ensure regulatory compliance and colleague adherence to CNB policies and procedures are ... Completes, monitors and audits branch certifications and operational reviews. Ensures regulatory compliance and effectively communicates and implements changes… more
- Citigroup (Brooklyn, NY)
- …through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other ... project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of...and High Net Worth segment through the use of financial planning and excellent discovery and profiling skills. +… more
- Citigroup (Hewlett, NY)
- …through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other ... project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of...and High Net Worth segment through the use of financial planning and excellent discovery and profiling skills. +… more
- Citigroup (New York, NY)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/AML and other ... project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of...of the affluent and High Net Worth segment with financial planning and excellent discovery and profiling skills. +… more
- American Express (New York, NY)
- …in legal, compliance , risk management, or program management roles within financial services or technology sectors. + Proven ability to manage complex projects, ... Role** The legal industry is evolving - and so are we. The Global Counsel 's Organization (GCO) in American Express is transforming how legal teams deliver value… more
- City of New York (New York, NY)
- …of the Office of Audit and Quality Assurance (OAQA), Office of Compliance and Support (OCS), Investigation, Revenue and Enforcement Administration (IREA), Office of ... integrity, and makes sure they adhere to best practices, comply with legal and regulatory requirements and adhere to all relevant policies. OAQA is comprised of the… more
- TD Bank (New York, NY)
- …system. + Support internal initiatives related to documentation, process automation, and regulatory compliance . **Education & Experience:** + JD required, New ... The group provides best-of-class service to business partners in TD Bank Financial Group (the Bank) through negotiation and execution of agreements that govern… more
- Robert Half Finance & Accounting (New York, NY)
- …and management company structures. This role is pivotal in ensuring seamless financial processes, strategic planning, and compliance across our organization. The ... with service providers, including fund administrators, auditors, tax advisors, and legal counsel , to maintain compliance and operational efficiency. * Support… more
- Capital One (New York, NY)
- …network operations and ecosystem related risks, as well as risk management and regulatory expectations for a large financial institution. This role will be ... least 3 years of experience in internal or external auditing, accounting, financial analysis, information systems, compliance , risk management or a combination… more
- ASM Global (New York, NY)
- …SKILLS and ABILITIES + Deep understanding of crowd safety, event operations, and regulatory compliance in the live event industry. + Strong negotiation skills ... of an enterprise-wide risk management framework that addresses operational, safety, financial , compliance , and reputational risks unique to high-profile live… more