- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... needs. + Execute deals by coordinating loan sellers, syndication group, counsel , accountants, rating agencies, investors, and deal vendors. + Maintain thorough… more
- Ankura (NY)
- …methodology and system of quality control. + Assist external and internal counsel to perform investigations of corporations surrounding breaches in a corporation's ... colleagues, clients, fraud examiners, internal and external auditors, lawyers, and regulatory authorities on challenging, sensitive and adversarial situations + Lead… more
- AIG (New York, NY)
- …+ Ensure global mobility compliance by managing immigration, tax, legal and regulatory requirements, seeking legal and tax counsel as necessary to mitigate ... for managing and executing AIG's Mobility program related to relocation, immigration, and compliance , with a primary focus on the Americas region. This role will… more
- Ankura (Lexington, NY)
- …team combines unparalleled clinical, technical, and operational experience with the financial , economic, analytical expertise that healthcare clients and their legal ... counsel rely upon to successfully navigate complex matters. Our...these companies may be facing. We combine in-depth operational, compliance , and clinical industry knowledge with exceptional data analytics,… more
- US Bank (New York, NY)
- …directly with clients and prospects, financial sponsors and/or financial intermediaries (including outside accountants, legal counsel , appraisers, field ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...appropriate structuring alternatives to mitigate those risks. * Ensure compliance with all policy and regulatory requirements.… more
- Citigroup (New York, NY)
- …approach to AI to position Citi IA as the leading IA function in the financial services industry. Citi IA is a dynamic global function of over 2,500 professionals ... provides consumers, corporations, governments, and institutions with a broad range of financial services and products. Citi strives to create the best outcomes for… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- City National Bank (New York, NY)
- …respective office for compliance with these policies and procedures. Ensure regulatory compliance and colleague adherence to CNB policies and procedures are ... Completes, monitors and audits branch certifications and operational reviews. Ensures regulatory compliance and effectively communicates and implements changes… more
- Citigroup (New York, NY)
- …through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other ... project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of...and High Net Worth segment through the use of financial planning and excellent discovery and profiling skills. +… more
- Citigroup (New York, NY)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/AML and other ... project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of...of the affluent and High Net Worth segment with financial planning and excellent discovery and profiling skills. +… more