- Citigroup (New York, NY)
- …through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other ... project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of...and High Net Worth segment through the use of financial planning and excellent discovery and profiling skills. +… more
- Scotiabank (New York, NY)
- …of internal controls. + Understanding of capital markets business lines, financial reporting process, compliance policies, performance measurement, planning & ... together to drive ambition for every future! **Overview** Member of US GBM Financial Planning and Analysis (FP&A) team. Position is responsible for all aspects of… more
- Citigroup (New York, NY)
- …Senior Underwriters in making recommendations/credit decisions, including risk ratings and regulatory classifications. * Conduct in-depth analyses of financial ... in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and… more
- TD Bank (New York, NY)
- …system. + Support internal initiatives related to documentation, process automation, and regulatory compliance . **Education & Experience:** + JD required, New ... The group provides best-of-class service to business partners in TD Bank Financial Group (the Bank) through negotiation and execution of agreements that govern… more
- MTA (New York, NY)
- …in-depth knowledge of legal requirements, reducing legal risks and ensuring regulatory compliance . Required Education and Experience: + Bachelor's degree ... Department of Diversity investigations and general inquiries, and provides Employment Counsel with responses related to active and threatened litigation. + Testifies… more
- City of New York (New York, NY)
- …of Quality Assurance & Fiscal Integrity ensures the integrity, efficiency, and regulatory compliance of agency operations, advising programs of potential risks ... integrity; monitoring these programs to find potential threats to integrity, ensuring compliance and adherence to best practices and relevant policies, while staying… more
- ASM Global (New York, NY)
- …SKILLS and ABILITIES + Deep understanding of crowd safety, event operations, and regulatory compliance in the live event industry. + Strong negotiation skills ... of an enterprise-wide risk management framework that addresses operational, safety, financial , compliance , and reputational risks unique to high-profile live… more
- Bloomberg (New York, NY)
- … professionals on gathering, organizing and analyzing data to address legal or compliance matters (eg, regulatory filings) + Assist with drafting and managing ... Trademark Paralegal Location New York Business Area Legal, Compliance , and Risk Ref # 10043920 **Description &...complex issues that come with being the world's leading financial news and information company. Our team is made… more
- Coinbase (Albany, NY)
- …is a critical and high-profile position that will play a crucial role in financial reporting and other statutory and regulatory filings. *What You'll Be Doing ... as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want… more
- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... Development Services (BLDS), Homeownership Opportunities and Preservation, Preservation Finance, Compliance and Enforcement and Housing Incentives. The Division of… more