- Wellington (New York, NY)
- …and collaborative lawyer to join our Client Advisory Legal team as Counsel . This role will support legal coverage for client-facing activities across institutional ... channels, with a focus on complex investment management agreements (IMAs), regulatory matters, and strategic client initiatives. The successful candidate will join… more
- Coinbase (Albany, NY)
- …privacy laws specific to financial institutions (eg GLBA) and the global financial regulatory frameworks (eg AML/KYC compliance , PSD2). CIPP or similar ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...with our global Data Privacy Operations, Product and Commercial Counsel , Security and other business teams to provide critical… more
- Pixalate, Inc. (New York, NY)
- Corporate Counsel Employment Type: Full-Time Minimum Experience: 5-7 years of experience in a similar role Location: Hybrid in the New York City Metropolitan Area or ... in a cost-effective and legally-compliant manner. Experience analysing legislative and regulatory obligations for applicability, under US and international laws and… more
- Amazon (New York, NY)
- …complex transactions with financial service partners, and advising on commercial, regulatory , and compliance related initiatives in the payments and ... in ambiguous situations. Prior experience in payments, credit/lending, or financial services is a plus. Key job responsibilities -...plus. Key job responsibilities - Advise the business on regulatory and compliance matters - Provide product… more
- Mastercard (New York, NY)
- …and a background in payments and financial technology. Role The Director, Regulatory Compliance will lead a team charged with executing the regulatory ... will report to the Senior Managing Counsel , Regulatory . The ideal candidate is a compliance ...* Proven experience developing and managing regulatory compliance programs for large bank or non-bank financial… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- University of Rochester (Rochester, NY)
- …but not limited to Title IX, Clery Act, and FERPA. Strong understanding of regulatory compliance in academic, research and clinical settings and in federal ... working relationship with the Senior Vice President and General Counsel , the Chief Compliance Officer of the...financial management. + Develop and execute an annual compliance work plan that addresses the most significant +… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …years experience as a statured executive with significant professional experience in financial , legal, compliance , regulatory and/or audit matters ... years experience as a statured executive with significant professional experience in financial , legal, compliance , regulatory and/or audit matters… more
- Heritage Financial Credit Union (Middletown, NY)
- …in a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience in mortgage originations, ... a difference in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance … more
- TD Bank (New York, NY)
- …in rendering advice and counsel to business lines or assigned areas, on compliance matters and regulatory risks which may impact performance of the business ... **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and...TD Wealth Management Services Inc) with independent and complex regulatory regimes. The Financial Advisors, Relationship Managers,… more