- TD Bank (New York, NY)
- …in rendering advice and counsel to business lines or assigned areas, on compliance matters and regulatory risks which may impact performance of the business ... **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and...TD Wealth Management Services Inc) with independent and complex regulatory regimes. The Financial Advisors, Relationship Managers,… more
- American Express (New York, NY)
- …business specific compliance expertise, particularly in relation to identifying where compliance and regulatory risk is present in BU process and controls, ... related BU issues. + Support the mapping of compliance and regulatory risk to RCSA controls.Partner...business partners across the Enterprise such as the General Counsel 's Organization, Audit, and 2LOD Global Compliance … more
- University of Rochester (Rochester, NY)
- …to ensure compliance with federal, state, and institutional guidelines. + ** Regulatory Compliance ** : Ensure strict adherence to the Federal Acquisition ... in compliance with organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal… more
- Capital One (New York, NY)
- …Certified Information Privacy Professional (CIPP), Certified Risk Professional (CRP) or Certified Regulatory Compliance Manager (CRCM) At this time, Capital One ... a passion for mitigating privacy risk at a tech-focused financial institution. The Director will join us to perform... Management Program + Prepare management reporting on privacy compliance activities + Consult with legal counsel … more
- Warner Bros. Discovery (New York, NY)
- …function in these businesses. * Having deep substantive knowledge and experience in regulatory compliance areas relevant to US multinational media companies with ... partners and other stakeholders. * Providing clear and decisive counsel to senior executives in WBD's CNN, DTC/Streaming, Content...& Experience * 10+ years of experience in a compliance and regulatory -focused role, preferably with media… more
- TD Bank (New York, NY)
- …+ 10+ years of relevant experience **Preferred Qualifications:** + Consumer compliance experience, regulatory knowledge, audit experience + OCC/FINRA/SEC/CFPB/ ... to senior management + Acts as a strategic audit advisor by providing counsel and guidance on audit issues; leads relationships with key enterprise partners and… more
- Humana (Albany, NY)
- …community and help us put health first** The Lead Actuary, Risk and Compliance is responsible for the overall management and oversight of actuaries and/or support ... risks. Identifies and analyzes potential risks and estimates the potential financial consequences, develops and recommends controls and cost-effective approaches to… more
- AIG (New York, NY)
- Join us as an Underwriter II, Professional Liability/Cyber, Financial Lines to play a highly influential role in protecting our clients and growing our business. ... AIG Underwriting teams help to find insurance solutions in areas including Financial Lines, Property, Casualty, Specialty Lines, Cyber, and Multinational Clients. We… more
- Research Foundation CUNY (New York, NY)
- …funds; managing financial aspects of projects including accounts receivable, financial reporting, invoicing, budget monitoring, and cost compliance with ... a liaison to internal HR units and external immigration counsel retained by RFCUNY, as well as attorneys representing...that sponsor financial requirements are met; monitoring compliance with applicable project and financial management… more
- BlackRock (New York, NY)
- …generally. + Coordinate and work with business teams, fund lawyers, litigation, compliance , tax, risk, financial crime and operations teams regarding various ... products and business solutions that comply with the numerous legal and regulatory requirements to which BlackRock is subject and to deploy capital managed… more