- JPMorgan Chase (New York, NY)
- …essential guidance and oversight to ensure JP Morgan maintains high standards of regulatory compliance . By joining our collaborative team, you will gain broad ... controls + Update team leads and other internal decision-makers on regulatory compliance developments **Required Qualifications, Capabilities, and Skills:** +… more
- University of Rochester (Rochester, NY)
- …conflict of interest, creates and implements policies and procedures to ensure compliance , and advances senior leadership's strategic mission and vision for research ... the University's operational response to allegations of research misconduct, ensuring compliance with federal regulations and University policy. + Oversees inquiries… more
- TD Bank (New York, NY)
- …**Depth & Scope:** + Negotiates a robust portfolio of capital markets regulatory agreements globally, ensuring regulatory compliance across specific ... requirements to business lines, clients and their legal counsel in an efficient, business-friendly manner + Participates in...TD Securities' new and existing client base to ensure regulatory compliance daily + Utilizes technology to… more
- University of Rochester (Rochester, NY)
- …Business Partner to management in order to reduce legal risks and ensure regulatory compliance . Other duties as assigned. **MINIMUM EDUCATION & EXPERIENCE** + ... associate to Human Resources Business Partner(s) in assigned business unit(s). Provides counsel to business units in the areas of policy, procedures, corrective… more
- TD Bank (New York, NY)
- …operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members ... best practices. + Maintain a comprehensive understanding of existing and emerging regulatory requirements, inherent risks, Compliance Policies and Standards, to… more
- MTA (New York, NY)
- …to ensure compliance with local, state and federal laws and regulatory requirements relating to nondiscrimination. The ACEOO position has sensitivity to, and ... ( The Agency's) equal opportunity strategies and programs. The ACEOO provides strategic counsel to the (The Agency's) Executive Leadership Team and provides ad hoc… more
- M&T Bank (Buffalo, NY)
- …Aid Relationship Manager in sending appropriate documentation to the Bank's legal counsel . + Review, from a financial perspective, draft funding/contribution, ... applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports diversity… more
- TD Bank (New York, NY)
- …for coordinating business continuity management (BCM) processes and supporting regulatory / compliance related initiatives impacting overall risks to the ... in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals and physical control of… more
- Gateway Hudson Valley (Beacon, NY)
- …residents are up to date and properly documented and stored per agency and regulatory policy and procedure. + Monitor financial records for assigned residents. ... core service areas in accordance the Individualized Service Plan, certifying/ regulatory bodies including OMH/OPWDD/HUD, and Gateway's goals. ESSENTIAL RESPONSIBILITIES… more
- Citigroup (New York, NY)
- …LFU Mumbai to perform periodic written reviews of the clients' financial and operating performance, covenant compliance , management/relationship strategy, and ... a comprehensive understanding of the wide range of complex financial issues facing our clients and can provide the...leveraged lending underwriting experience. Prior experience working in a regulatory and compliance policy environment + Proven… more