- USAA (Charlotte, NC)
- …expert counsel and recommendations to senior management regarding accounting, financial analysis, and reporting on policies and practices. We offer a flexible ... USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We… more
- First Horizon Bank (Charlotte, NC)
- …(4-Year Accredited College) 4 - 7 Years related auditing experience Relevant financial services industry knowledge ( Regulatory Compliance , Operations) ... + understand and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design… more
- Truist (Charlotte, NC)
- …reflecting Truist's financial position and results of operations in compliance with GAAP and regulatory requirements. Coordinate efforts to respond ... members of the Senior Leadership Team, external auditors, and regulatory agencies. Proactively provide counsel to these...for all assigned lines of business and functions, ensuring compliance with GAAP and regulatory requirements. Such… more
- First Horizon Bank (Charlotte, NC)
- …Compliance and Internal Audit partners to ensure that the credit remains in compliance with Bank and regulatory policies. + Provide documentation to Loan ... according to policies and procedures, and provide comments regarding the documents to bank counsel and the Line of Business as needed. + Work with bank counsel… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... is one of the United States' leading providers of financial and investment services. We offer a full range...experience. + Demonstrate knowledge of WIM Credit Policies and regulatory compliance requirements while serving commercial clients… more
- First Horizon Bank (Charlotte, NC)
- …+ understand and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology; + evaluate control design ... the design and effectiveness of internal controls, risk management practices, and regulatory compliance associated with Treasury and enterprise risk functions. +… more
- First Horizon Bank (Charlotte, NC)
- …candidate will combine deep knowledge of risk management, governance frameworks, and regulatory compliance with experience in commercial lending operations and ... in ensuring that our systems, processes, and data control align with regulatory requirements, enterprise standards, and industry best practices. The ideal… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... and institutional clients. We focus on our clients' overall financial needs, with consideration and respect for their total...level analysis and market research + Work with outside counsel , internal compliance , and our loan closing… more
- USAA (Charlotte, NC)
- …strategy decision-making. + Partner with Government & Industry Relations, Attorney, and Compliance Advisors to manage relationship with local regulatory agencies ... + Demonstrated success in engaging with **external regulators and navigating complex regulatory environments** to influence outcomes and ensure compliance . +… more
- Sunrise Senior Living (Charlotte, NC)
- …and recognition, communication, family services, resident well-being, quality assurance, and regulatory compliance . Additionally, a key component of this ... one meetings with direct reports. + Provide feedback and counsel on a continuous basis. + Support team members'...trend that is below company average. **Quality Assurance and Regulatory Compliance ** + Strive for excellent quality… more