- Ankura (NC)
- …methodology and system of quality control. + Assist external and internal counsel to perform investigations of corporations surrounding breaches in a corporation's ... colleagues, clients, fraud examiners, internal and external auditors, lawyers, and regulatory authorities on challenging, sensitive and adversarial situations + Lead… more
- PNC (NC)
- …Reporting, Managing Multiple Priorities, Market Risk, Negotiating, Problem Solving, Regulatory Environment - Financial Services **Work Experience** Roles ... and economic data to determine the economic impact and/or compliance impact for the operation of the assets. Interprets...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- PNC (Charlotte, NC)
- …Reporting, Managing Multiple Priorities, Market Risk, Negotiating, Problem Solving, Regulatory Environment - Financial Services **Work Experience** Roles ... and economic data to determine the economic impact and/or compliance impact for the operation of the assets. Interprets...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- City National Bank (Charlotte, NC)
- …the design and operating effectiveness of CNB's processes and controls related to Financial Crimes Compliance , including BSA/AML, OFAC and ABAC. This position ... and reports for sufficient scope, accuracy, appropriateness of conclusions and compliance with requirements. * Coordinate and manage regulatory requests… more
- TIAA (Charlotte, NC)
- …Finance organization including: + Budgeting, planning, forecasting, analysis, as well as, financial stewardship and counsel . + Present and clearly articulate the ... Services, Asset Management + Business Management, Corporate Strategy and Development + Financial Analysis and Accounting, Human Resources + Internal Audit, Law and… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... management in the formulation of work procedures, policies and methods to ensure compliance with Wells Fargo, legal, investor, regulatory , and business policies,… more
- Truist (Greensboro, NC)
- …of commercial loans, reviewing files and collecting information for adherence to regulatory , compliance , policies and procedures for all due diligence, legal ... accurate resolution. 8. Keep up to date on Truist's regulatory and compliance policies and procedures as...Prior experience or knowledge of loan closing and lending regulatory requirements for large financial institutions 9.… more
- US Bank (Charlotte, NC)
- …directly with clients and prospects, financial sponsors and/or financial intermediaries (including outside accountants, legal counsel , appraisers, field ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...appropriate structuring alternatives to mitigate those risks. * Ensure compliance with all policy and regulatory requirements.… more
- First Horizon Bank (Raleigh, NC)
- …oversight and is responsible for the annual review, renewal, loan covenant compliance reviews and financial collection process within assigned loan portfolio. ... the specific customer requirements and needs. + Collect appropriate financial data and information to ensure an accurate risk...to date status for all positional and company required compliance and regulatory courses by assigned due… more
- First Horizon Bank (Raleigh, NC)
- …issues, providing training, and supporting change management + Ensure solutions meet compliance and regulatory requirements specific to lending + Foster a ... leading Salesforce or nCino product initiatives, a strong background in the financial industry, and a passion for enhancing the client and associate experience… more