- US Bank (Charlotte, NC)
- …client's needs through loan closing process Ensuring compliance : ensuring compliance with all loan requirements, regulatory requirements, and approval ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...and loan documents prepared by internal teams and outside counsel Managing fees: ensuring borrowers and lenders pay all… more
- Ankura (NC)
- …methodology and system of quality control. + Assist external and internal counsel to perform investigations of corporations surrounding breaches in a corporation's ... colleagues, clients, fraud examiners, internal and external auditors, lawyers, and regulatory authorities on challenging, sensitive and adversarial situations + Lead… more
- Truist (Greensboro, NC)
- …of commercial loans, reviewing files and collecting information for adherence to regulatory , compliance , policies and procedures for all due diligence, legal ... accurate resolution. 8. Keep up to date on Truist's regulatory and compliance policies and procedures as...Prior experience or knowledge of loan closing and lending regulatory requirements for large financial institutions 9.… more
- US Bank (Charlotte, NC)
- …directly with clients and prospects, financial sponsors and/or financial intermediaries (including outside accountants, legal counsel , appraisers, field ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...appropriate structuring alternatives to mitigate those risks. * Ensure compliance with all policy and regulatory requirements.… more
- First Horizon Bank (Charlotte, NC)
- …efforts. + Monitor ongoing syndicated loan performance, track covenant compliance , and maintain communication with participating financial institutions. ... related to syndicated CRE loans. + Ensure all transactions are executed in compliance with internal policies and regulatory requirements. + Utilize loan… more
- First Horizon Bank (Charlotte, NC)
- … compliance requirements. * Make informed prioritization decisions reflecting regulatory compliance , technical dependencies, risk mitigation, and client ... management practices, including data quality, data governance, data security, and compliance requirements (preferably within financial services). * Proven… more
- First Horizon Bank (Charlotte, NC)
- …issues, providing training, and supporting change management + Ensure solutions meet compliance and regulatory requirements specific to lending + Foster a ... leading Salesforce or nCino product initiatives, a strong background in the financial industry, and a passion for enhancing the client and associate experience… more
- First Horizon Bank (Charlotte, NC)
- …the team and with other associates. * Champion data governance initiatives, fostering compliance with regulatory requirements and aligning with bank standards. * ... The Manager collaborates closely with associates across technology, operations, compliance , and business functions to advance data governance and deliver… more
- Capital One (Charlotte, NC)
- …network operations and ecosystem related risks, as well as risk management and regulatory expectations for a large financial institution. This role will be ... least 3 years of experience in internal or external auditing, accounting, financial analysis, information systems, compliance , risk management or a combination… more
- Sprinklr (NC)
- … financial reporting, technical accounting, IT automation, tax, regulatory compliance , treasury/cash management, revenue accounting, quote-to-cash, shared ... executives to help inform goals and initiatives and elevate the quality of financial management of the company to increase shareholder value. He/she will drive… more