- First Horizon Bank (Charlotte, NC)
- …within the bank. This role involves identifying, assessing, and mitigating operational, compliance , and strategic risks to ensure the bank's safety, soundness, and ... adherence to all regulatory requirements. The role works directly with the second...effectiveness. + Monitor business unit activities to ensure ongoing compliance with applicable laws, regulations, and internal standards. **Required… more
- TD Bank (Charlotte, NC)
- …internal/external partners + Participates on internal/external committees to provide advice/ counsel to business/finance partners and represents the Liquidity Risk ... as necessary + Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assesses potential impacts + Ensures employees are knowledgeable;… more
- Truist (Raleigh, NC)
- …to BU CRO and/or Business Unit Risk Committee. + Guide risk-taking behavior. Provide counsel and advice to BU and senior BU leaders. + Monitor risk exposures, ... across Truist (where applicable). + Advocate the Bank's risk culture, compliance with enterprise risk initiatives and promote sound risk management practices.… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... engineering disciplines and partnering with other key experts. + Provide expert counsel to senior technology leadership and advises and mentors others with the… more
- Truist (Charlotte, NC)
- …to BU CRO and/or Business Unit Risk Committee. 2. Guide risk-taking behavior. Provide counsel and advice to BU and senior BU leaders. 3. Monitor risk exposures, ... across Truist (where applicable). 7. Advocate the Bank's risk culture, compliance with enterprise risk initiatives and promote sound risk management practices.… more
- First Horizon Bank (Raleigh, NC)
- …but not limited to retrieving relevant executed documentation from clients and in compliance with regulatory procedures * Reviews client account activity on a ... requests, address changes, etc. * Serves as liaison and between sales team, compliance , and other business lines throughout the firm * Manages account opening… more
- First Horizon Bank (Raleigh, NC)
- …services. + Strong understanding of card banking products, payment channels, and regulatory / compliance frameworks. + Demonstrated ability to use data to ... analyst, utilizing data to ground recommendations, measuring KPIs, develop financial justifications, and support the prioritization of cross-functional improvement… more
- Bank of America (Charlotte, NC)
- …routine to moderately complex collateral reviews as assigned by manager. Interfaces with compliance partners, legal counsel , line partners and clients to ensure ... At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible… more
- First Horizon Bank (Winston Salem, NC)
- …+ Regularly monitor the efficiencies of production standards. + Ensure that regulatory compliance standards are met. + Responsible for controlling operational ... to meet the requirements of a background credit check. This position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related regulations.… more
- Capital One (Charlotte, NC)
- …analysis of Borrowers and Guarantors on deals, including organizational structures, financial and real estate schedule analysis + Independently complete property ... + Higher level external exposure to borrowers and lender counsel + Ability to oversee the deal due diligence...(inclusive of LIHTC and Section 8), and experience reviewing regulatory agreements and real estate tax abatements + Knowledge… more