- JPMorgan Chase (Plano, TX)
- …place including insurance reviews and confirmation on payment of taxes + Ensure compliance with bank policies, procedures and regulatory requirements are met + ... agency loans. Provide excellent customer service and adhere to bank compliance and requirements. **Job responsibilities** + Manage closing and delivery of… more
- Public Storage (Plano, TX)
- …subpoenas and case management), legal operations (including preparing budgets and financial reports), and legal compliance . Key Responsibilities Litigation ... service of process and assign litigation matters to in-house and outside counsel as appropriate + Assist in compiling responses to discovery requests, subpoenas,… more
- Citigroup (Irving, TX)
- …within Small Business/Commercial Banking and the broader organization. + Maintain compliance with Citibank credit policies/practices and regulatory policies, to ... on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the...previous credit authority experience. Prior experience working in a regulatory and compliance policy environment + Proven… more
- Providence (TX)
- …+ Report claims with potential excess exposure to excess insurers + Ensure compliance with relevant claims reporting procedures and required regulations + Work with ... Policies and Procedures Manual **Coordinate with facility leadership, risk managers, defense counsel and others:** + Select defense counsel when appropriate from… more
- The City of Houston (Houston, TX)
- …reviews, near-misses, and overrides. * Manage pharmacy formulary, drug pricing, and regulatory compliance . * Develop policies and procedures for pharmacy ... without specific electronic systems to manage operations 18 How do you ensure regulatory compliance in pharmacy practices, including drug pricing and formulary… more
- Capital One (Plano, TX)
- …requirements when making decisions. + Remain current on all pending and proposed regulatory changes affecting compliance . + Ensure Know Your Customer "KYC" ... that include internal and external deal team members and counsel . + Ensure legal documentation accurately reflects the intentions...and relevant stakeholders. + Ensure transactions are closed in compliance with the Bank's loan policy and any other… more
- Wells Fargo (Frisco, TX)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... is one of the United States' leading providers of financial and investment services. We offer a full range...experience. + Demonstrate knowledge of WIM Credit Policies and regulatory compliance requirements while serving commercial clients… more
- First Horizon Bank (Dallas, TX)
- …+ understand and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology; + evaluate control design ... the design and effectiveness of internal controls, risk management practices, and regulatory compliance associated with Treasury and enterprise risk functions. +… more
- USAA (San Antonio, TX)
- …strategy decision-making. + Partner with Government & Industry Relations, Attorney, and Compliance Advisors to manage relationship with local regulatory agencies ... + Demonstrated success in engaging with **external regulators and navigating complex regulatory environments** to influence outcomes and ensure compliance . +… more
- Scotiabank (Dallas, TX)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more