- Texas Tech University (Lubbock, TX)
- …effective coordination and collaboration with the Chancellor, institutional presidents, General Counsel , compliance offices, campus police, the State Auditor's ... of 7 years of progressively responsible experience in audit, enterprise risk management, financial controls, or regulatory oversight-with at least 3 years of… more
- Robert Half Finance & Accounting (Rockwall, TX)
- …Texas. This role involves managing tax obligations across multiple entities, ensuring regulatory compliance , and driving innovative tax strategies to optimize ... Description We are looking for an experienced Tax Director or Manager to oversee corporate tax compliance and strategic financial planning in Rockwall,… more
- Scotiabank (Dallas, TX)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- Parker Hannifin Corporation (Fort Worth, TX)
- …status, process, and policy; escalate issues and risks to senior administrators or legal counsel . * Assist with audits and regulatory requests by retrieving and ... proposals, negotiates pricing and terms, monitors contract performance and ensures compliance with contract requirements -under the guidance of senior team members.… more
- Bank of America (El Paso, TX)
- …business needs. Job expectations include driving responsible growth while minimizing regulatory , financial , operational, and reputational risks. The **Market ... prospects, Financial Advisor recruits, vendors, regulators, and outside legal counsel + Requires diversification and experience with Bank of America and Merrill… more
- PennyMac (Plano, TX)
- …and develop strategies to mitigate them. Serve as a subject matter expert on regulatory changes and industry best practices + Financial Strategy and Analysis: ... PENNYMAC Pennymac is (NYSE: PFSI) is a specialty financial services firm with a comprehensive mortgage platform and integrated business focused on the production and… more
- Ankura (TX)
- …methodology and system of quality control. + Assist external and internal counsel to perform investigations of corporations surrounding breaches in a corporation's ... colleagues, clients, fraud examiners, internal and external auditors, lawyers, and regulatory authorities on challenging, sensitive and adversarial situations + Lead… more
- PNC (Dallas, TX)
- …Reporting, Managing Multiple Priorities, Market Risk, Negotiating, Problem Solving, Regulatory Environment - Financial Services **Work Experience** Roles ... and economic data to determine the economic impact and/or compliance impact for the operation of the assets. Interprets...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Citigroup (Irving, TX)
- …high-impact role crucial to maintaining operational resilience, data security, and regulatory compliance . **Key Responsibilities:** + **Strategic Leadership & ... advice, counsel , and facilitating services. + **Risk Management & Compliance :** Appropriately assess and mitigate risks in all business decisions, demonstrating… more
- US Bank (Dallas, TX)
- …directly with clients and prospects, financial sponsors and/or financial intermediaries (including outside accountants, legal counsel , appraisers, field ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...appropriate structuring alternatives to mitigate those risks. * Ensure compliance with all policy and regulatory requirements.… more