- Texas Tech University (Lubbock, TX)
- …effective coordination and collaboration with the Chancellor, institutional presidents, General Counsel , compliance offices, campus police, the State Auditor's ... of 7 years of progressively responsible experience in audit, enterprise risk management, financial controls, or regulatory oversight-with at least 3 years of… more
- Ankura (TX)
- …methodology and system of quality control. + Assist external and internal counsel to perform investigations of corporations surrounding breaches in a corporation's ... colleagues, clients, fraud examiners, internal and external auditors, lawyers, and regulatory authorities on challenging, sensitive and adversarial situations + Lead… more
- iHeartMedia (San Antonio, TX)
- …opposing counsel . + Calendar and track document and response deadlines ** Regulatory Compliance & Confidential Information Management** + Request and manage ... of high-level legal and administrative duties, including assisting with compliance obligations, calendaring and ensuring deadlines are met, managing documentation,… more
- PNC (TX)
- …Reporting, Managing Multiple Priorities, Market Risk, Negotiating, Problem Solving, Regulatory Environment - Financial Services **Work Experience** Roles ... and economic data to determine the economic impact and/or compliance impact for the operation of the assets. Interprets...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Bank of America (The Woodlands, TX)
- …business needs. Job expectations include driving responsible growth while minimizing regulatory , financial , operational, and reputational risks. The **Market ... prospects, Financial Advisor recruits, vendors, regulators, and outside legal counsel + Requires diversification and experience with Bank of America and Merrill… more
- CVS Health (Irving, TX)
- …and enforcing both internally and externally CVS policy as well as regulatory requirements, meeting and exceeding business goals, supporting supplier diversity among ... all contract requirements, special provisions, terms and conditions to ensure compliance with appropriate laws, regulations, corporate policies and business unit… more
- PennyMac (Plano, TX)
- …and develop strategies to mitigate them. Serve as a subject matter expert on regulatory changes and industry best practices + Financial Strategy and Analysis: ... PENNYMAC Pennymac is (NYSE: PFSI) is a specialty financial services firm with a comprehensive mortgage platform and integrated business focused on the production and… more
- PNC (Dallas, TX)
- …Reporting, Managing Multiple Priorities, Market Risk, Negotiating, Problem Solving, Regulatory Environment - Financial Services **Work Experience** Roles ... and economic data to determine the economic impact and/or compliance impact for the operation of the assets. Interprets...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- City National Bank (Dallas, TX)
- …the design and operating effectiveness of CNB's processes and controls related to Financial Crimes Compliance , including BSA/AML, OFAC and ABAC. This position ... and reports for sufficient scope, accuracy, appropriateness of conclusions and compliance with requirements. * Coordinate and manage regulatory requests… more
- PNC (Dallas, TX)
- …Communications, Investment Reporting, Managing Multiple Priorities, Market Risk, Negotiating, Regulatory Environment - Financial Services **Work Experience** ... and economic data to determine the economic impact and/or compliance impact for the operation of the assets. Interprets...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more