- TD Bank (New York, NY)
- …abilities for top-tier client interaction and relationship management + Deep understanding of regulatory compliance and risk management in the finance industry + ... management of Administration, FINRA required FINOP responsibilities, Marketing Principal duties , Strategy, middle-office Sales/Service Support, and Data & Analytics… more
- University of Rochester (Rochester, NY)
- …managers and staff, fostering a collaborative, high-performance culture. + Monitor compliance with program guidelines, deadlines, and regulatory requirements, ... for new staff across multiple institutions, working closely with human resources, regulatory , and compliance teams to streamline efforts. + Proactively update… more
- Carrington (Albany, NY)
- …framework while partnering with business leaders and legal counsel to ensure compliance requirements are met. Perform duties in accordance with company ... traditional and digital communications. + Conduct regular audits of letter logic and regulatory requirements to ensure accuracy and compliance . + Analyze and… more
- Constructive Partnerships Unlimited (Manhattan, NY)
- …audit results. + Conducts weekly observations to settings to ensure policy and regulatory compliance . + Provides technical assistance and support to agency ... in developing corrective actions for identified issues, as necessary, to ensure regulatory compliance . + Works collaboratively with management and program staff… more
- Ultralife Corporation (Newark, NY)
- …and software systems, identifying defects and ensuring they meet compliance and regulatory standards. + Regulatory Compliance : + Ensure that all products ... develop test plans ensuring products meet customer needs, industry standards, and regulatory requirements. Sr. Systems & Test Engineer will collaborate with both… more
- NBC Universal (New York, NY)
- …is expected to be completed during 2025. The Counsel, Litigation and Regulatory will be responsible for handling disputes, advising internal business clients, ... in collaboration with outside counsel. The Counsel, Litigation and Regulatory will work on a wide range of matters,...formed media company. This is a Versant role. Job Duties + Analyze claims and formulate litigation for early… more
- Gateway Hudson Valley (Beacon, NY)
- …(AMAP) when assigned. Complete certification renewals in a timely manner. + Other duties as assigned. Health, Safety, & Compliance + Maintain a work ... core service areas in accordance the Individualized Service Plan, certifying/ regulatory bodies including OMH/OPWDD/HUD, and Gateway's goals. ESSENTIAL RESPONSIBILITIES… more
- TD Bank (New York, NY)
- …FINRA Registrations; Health and Life Insurance Licensure + Knowledge of Bank regulatory risk and compliance policies, processes, and requirements + Knowledge ... and activities + Manages controllable expenses in a responsible manner + Drives compliance with all regulatory standards and requirements, TD policies and… more
- MUFG (New York, NY)
- …flows, and vendor integrations, enabling rapid troubleshooting, process improvements, and regulatory compliance without writing code. Strong analytical skills, ... adjust unsettled amounts and implement corrective actions that preserve liquidity and regulatory compliance . + **Vendor & Master‑Data Coordination** + Act as… more
- Sumitomo Pharma (Albany, NY)
- …encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and ... objectives and operational excellence across all commercial manufacturing suppliers. **Job Duties and Responsibilities** + Oversee hiring to build an effective drug… more