- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... + This SAFE position has customer contact and job duties which may include the offering/negotiating of terms and/or...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Fujifilm (Albany, NY)
- …matters of certain Fujifilm chemicals and ink subsidiaries, ensuring operational and regulatory compliance . + Draft, review, revise, and negotiate a large ... merger, and amend bylaws for US legal entities, ensuring compliance with applicable corporate governance requirements. + Handle and...a variety of legal issues. + Monitor legislative and regulatory changes that may affect HLUS and its affiliates.… more
- Coinbase (Albany, NY)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal Audit ... testing, deficiency remediation, and report writing in accordance with regulatory requirements, you'll play a key role in strengthening...all our stakeholders *What you'll be doing (ie. job duties ):* * *SOX & SOC Program Leadership (Third Line… more
- The Salvation Army (Jamaica, NY)
- …+ Assist facilities in annual and complaint surveys. + Identify and resolve any regulatory compliance risk as it relates to nursing. + Implement processes to ... routine audits of medical records, to ensure all medical compliance is met and the programs are audit ready....across various departments as needed on quality assurance and regulatory related issues as it relates to nursing. +… more
- University of Rochester (Rochester, NY)
- …audits of on-campus and off-campus dining and retail locations to ensure compliance with local safety regulations, Monroe County Health Department standards, and ... Serves as the primary liaison between Campus Dining and regulatory bodies such as the Monroe County Health Board....for corrective action. Reviews food storage procedures to ensure compliance with safety standards and delivers prompt guidance on… more
- Sunrise Senior Living (Smithtown, NY)
- …Sunrise vehicle must sign the Driver job description and understand the key essential duties for safety and regulatory compliance **ABOUT SUNRISE** Ready to ... standards and complies with all federal, state/provincial, and local regulatory procedures regarding food service. **RESPONSIBILITIES & QUALIFICATIONS** **Essential … more
- Interstate Waste Services, Inc. (Valley Cottage, NY)
- …to all accident prevention programs and leads operations to ensure compliance with all safety, environmental,operating, regulatory , accounting,ethicsand other ... individual must be able to perform each essential duty satisfactorily. Other minor duties may be assigned.** To perform this job successfully, an individual must be… more
- TD Bank (New York, NY)
- …system. + Support internal initiatives related to documentation, process automation, and regulatory compliance . **Education & Experience:** + JD required, New ... ISDA Master Agreements, Credit Support Annexes, Master Confirmation Agreements, Regulatory IM Documents, Account Control Agreements, Custody Agreements). The… more
- New York State Civil Service (New York, NY)
- …York Street Address One State Street City New York State NY Zip Code 10004 Duties Description The New York Department of Financial Services (DFS) seeks to build an ... solvency, market conduct, corporate oversight, and regulation, and monitoring the compliance of regulated entities with these standards.The Executive Deputy reports… more
- MUFG (New York, NY)
- …matured/maturing loans/credit lines and coordinate appropriate renewal. + Ensure compliance with external regulatory /internal policy and procedural requirements. ... logistics with internal stakeholders. + An understanding of the regulatory environment in the US (OCC, FRB). An understanding...The major responsibilities listed above are the material job duties of this role for which the Company reasonably… more