- Project Renewal, Inc. (New York, NY)
- …initiatives, promotes ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human services. The Senior ... matters. This position plays a key role in maintaining regulatory compliance and mitigating legal and financial...programs. Essential Duties and Responsibilities: The essential duties of the Sr. Manager, Compliance include… more
- TD Bank (New York, NY)
- …of regulatory frameworks, risk management best practices, or mature Compliance Management Systems + Advance proficiency with GRC platforms (preferably ServiceNow ... to draw conclusions, make recommendations, assess the effectiveness of enterprise Compliance programs + Participates in/manages regulatory examinations and… more
- Raymond James Financial, Inc. (New York, NY)
- …for the Capital Markets division. This role requires significant industry expertise, regulatory acumen, and leadership skills to manage compliance functions, ... senior business leaders to drive strategic initiatives while managing a team of compliance professionals. **Essential Duties and Responsibilities** + Serve as an… more
- Citigroup (New York, NY)
- …cross-border impact. + Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge. + ... to prevent and detect non- compliance issues and promote a culture of compliance . + Additional duties as assigned. + Appropriately assess risk when business… more
- Marex (New York, NY)
- …agency bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, ... and ensuring that all employees understand their responsibilities. Furthermore, Compliance is a bridge between Marex and regulatory...The Company may require you to carry out other duties from time to time. Competencies, Skills and Experience:… more
- TD Bank (New York, NY)
- …professional certification (eg, CRCM, CAMS, PMP) preferred.** + **Familiarity with regulatory expectations tied to enterprise compliance programs, governance, ... to develop proactive strategies, tactics, policies and programs to effectively manage regulatory / compliance issues + Meets with business ( Compliance )… more
- Heritage Financial Credit Union (Middletown, NY)
- …a difference in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance ... experience in a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience in mortgage originations,… more
- TD Bank (New York, NY)
- …We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal ... efforts, and alignment with regulatory expectations.** + **Participate in regulatory reviews, internal audits, and compliance testing as needed.** The… more
- TD Bank (New York, NY)
- …to draw conclusions, make recommendations, assess the effectiveness of enterprise Compliance programs + Participates in/manages regulatory examinations and ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** At TD Bank US Compliance , we're on a mission… more
- KeyBank (NY)
- …and monitoring processes (including analytics), and applicable techniques for implementation of regulatory compliance requirements and compliance processes + ... training or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry trends, and… more