- TD Bank (New York, NY)
- …to develop proactive strategies, tactics, policies and programs to effectively manage regulatory / compliance issues + Meets with business ( Compliance ) ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD... on a quarterly basis, incorporating information from the regulatory change program and other board and management reporting.… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $190,000 USD TD is committed to providing fair ... who can provide you more specific details for this role. **Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing… more
- TD Bank (New York, NY)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... to Performing Loan Servicing. The individual will lead and coordinate compliance -related initiatives, manage regulatory exams, and collaborate cross-functionally… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Oversees compliance and risk-related training and education processes in collaboration with internal stakeholders. + ... processes with key stakeholders. + May coach, train, and mentor others Compliance associates. + May coordinate with stakeholders to develop and implement continuing… more
- TD Bank (New York, NY)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...We are seeking an individual to manage fair banking-related regulatory exams and internal audits. This individual will serve… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements ... a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - ...intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities… more
- TD Bank (New York, NY)
- …jurisdictions. Analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including ... firm will be considered. + Experience in providing legal, regulatory or compliance advice to Markets sales...intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities… more
- City of New York (New York, NY)
- …ensuring that all program operations and professional development initiatives align with regulatory compliance standards, including those set forth by the ... program quality and operational efficiency across youth services programs. Regulatory Compliance & Licensing Support: Assist in...community centered activities in an area related to the duties described above; or 2. High school graduation or… more
- KPH Healthcare Services, Inc. (East Syracuse, NY)
- **Overview** **Scope of Responsibilities:** Responsible for all regulatory , compliance , and accreditation matters within HealthDirect. Oversees the development, ... internal and external legal resources as needed to resolve compliance issues. + Keeps apprised of new regulatory...consultant pharmacists. + Responsible for completing all mandatory and regulatory training programs. + Perform other duties … more
- TD Bank (New York, NY)
- …and compliance stakeholders on complex conflict scenarios. + Monitor regulatory developments and industry best practices to ensure the firm's conflict management ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more