- City of New York (New York, NY)
- …ensuring that all program operations and professional development initiatives align with regulatory compliance standards, including those set forth by the ... program quality and operational efficiency across youth services programs. Regulatory Compliance & Licensing Support: Assist in...community centered activities in an area related to the duties described above; or 2. High school graduation or… more
- KPH Healthcare Services, Inc. (East Syracuse, NY)
- **Overview** **Scope of Responsibilities:** Responsible for all regulatory , compliance , and accreditation matters within HealthDirect. Oversees the development, ... internal and external legal resources as needed to resolve compliance issues. + Keeps apprised of new regulatory...consultant pharmacists. + Responsible for completing all mandatory and regulatory training programs. + Perform other duties … more
- TD Bank (New York, NY)
- …and compliance stakeholders on complex conflict scenarios. + Monitor regulatory developments and industry best practices to ensure the firm's conflict management ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- MUFG (New York, NY)
- …more details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires ... analytical, and able to effectively communicate with various stakeholders. + Assess regulatory / compliance controls related to areas of coverage. This would… more
- Highmark Health (Albany, NY)
- …law and best practices. + Maintain a strong working knowledge of the regulatory landscape. + Other duties as assigned or requested. **EDUCATION** **Required** ... knowledge as well as in-depth knowledge of the insurance industry, strategic compliance planning, regulatory concerns, compliance requirements, and corporate… more
- City of New York (New York, NY)
- …includes the following Divisions and units: - Adjudications - Economic Opportunity & Regulatory Compliance - Public Information - Audit Support Your Impact CRM ... for ensuring programmatic and reporting requirements for the agency's many compliance activities. This involves monitoring legislative and regulatory changes,… more
- Citigroup (New York, NY)
- …of policies, resolution of potential red flags or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory matters ... Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade… more
- TD Bank (New York, NY)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- TD Bank (New York, NY)
- …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight** + Assist...intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities… more