- MUFG (Los Angeles, CA)
- …with regard to exposure on both a transaction and group level + Ensure compliance with policy and regulatory requirements **Requirements:** + A Bachelor degree, ... credit application according to policy, including evaluation of corporate, regulatory and industry risk, historical operating performance, projected operating… more
- BMO Financial Group (San Ramon, CA)
- …and assesses problems to develop and implement solutions. Manages product risks in compliance with legal, regulatory , and risk compliance , and reporting. ... maintains product directives and policies. + Completes required internal and regulatory reporting, and attestations. + Identifies existing and potential risks and… more
- MUFG (Los Angeles, CA)
- …with little support from management **Policy Compliance :** + Ensure compliance with external regulatory /internal policy and procedural requirements including ... continuous oversight of portfolio names, monitoring for potential risk and regulatory rating changes and proactively identifying credit deterioration with the goal… more
- BMO Financial Group (Los Angeles, CA)
- …an asset: + Financial Analysis + Loan Structuring + Data Analysis Tools + Regulatory Compliance + Portfolio Management + Credit Risk Assessment + Banking ... + Performs financial analysis and calculations and makes recommendations to Manager . + Supports portfolio monitoring and compliance , analyses metrics,… more
- Stanford Health Care (Redwood City, CA)
- …assigned Pharmacy area. This position ensures that the pharmacy area meets all regulatory and compliance requirements and adheres to best practice standards. The ... and deviations from established policies and procedures to the Assistant Director/Pharmacy Manager and to the pharmacy compliance team. Ensures that the… more
- Robert Half Finance & Accounting (Mill Valley, CA)
- Description Wealth Manager / Senior Wealth Manager A leading independent Registered Investment Advisor is seeking experienced and client-focused professionals to ... and ready to grow within a collaborative, mission-driven environment. Position Overview The Wealth Manager / Sr. Wealth Manager plays a pivotal role in managing… more
- MUFG (San Francisco, CA)
- … matters. Ensure adherence to all bank policies and procedures related to regulatory compliance as required. + Perform and coordinate other duties and ... policies and procedures under the general guidelines provided by the Relationship Manager (RM). (Internal parties include the Product Office in the US, Headquarters… more
- BMO Financial Group (City Of Industry, CA)
- …Letters of Credit and Bank Guarantees, Clean/Documentary Collections and Drafts. Ensures compliance with all regulatory topics and reporting requirements related ... back-up to team members and as back-up to the manager . + May function as a problem-solving resource for...is not limited to) reviewing transactions to ensure full compliance with regulations and Bank requirements and maintaining confidentiality… more
- Abbott (Milpitas, CA)
- …development efforts. Responsible for effective people leadership, up to Sr. Manager level staff. Conduct high level program management coordination and strategic ... and techniques for product characterization. Manage direct reports at manager , and administrative levels. Provide management guidance for their organizations… more
- Serco (CA)
- …be part of a member team or leading a team working for a Ship Design Manager or Engineering Manager designing ships, or ship systems and working closely with the ... You will apply basic naval architectural knowledge in accordance with applicable regulatory body rules, regulations, and industry standards, and will use naval… more