- TD Bank (New York, NY)
- …may vary depending on availability and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the development and ... management environment, standards, and regulations.** + **Knowledge and experience within compliance or audit, legal and regulatory environment, enterprise… more
- Meta (New York, NY)
- …adherence to defined standards in order for Meta to maintain legal and regulatory compliance 17. Create & facilitate presentations to support management ... and integrity teams, serving as a vital connection point between Governance, Risk, and Compliance (GRC), Legal, Regulatory Offices, and the business. If you are… more
- Meta (New York, NY)
- …and regulatory requirements, supporting Meta's capacity to maintain legal and regulatory compliance 8. Communicate Risk and Compliance Status: Establish ... and functions.We strive to be the premier destination for governance, risk, compliance , and integrity experts. **Required Skills:** Program Manager , Integrity… more
- Meta (New York, NY)
- …Ensure adherence to defined standards in order for Meta to maintain legal and regulatory compliance 15. Create & facilitate presentations to support execs / ... project plans for supported program(s) 4. Support execution of risk and compliance related activities including statutory risk assessments, regulatory requests… more
- TD Bank (New York, NY)
- …**Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... compliance across the organization to manage and mitigate regulatory compliance and conduct risks;** + **Contribute...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …to drive compliance training, leveraging various tools such as recent regulatory fines to using complex exceptions that required further investigation + Execute ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $180,000 USD TD is committed to providing fair… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... assist with compliance requirements in these initiatives. + Ensure effective regulatory compliance controls and monitoring. + Identify and advise on emerging… more
- University of Rochester (Rochester, NY)
- …to ensure compliance with federal, state, and institutional guidelines. + ** Regulatory Compliance ** : Ensure strict adherence to the Federal Acquisition ... in compliance with organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal… more
- City National Bank (New York, NY)
- …applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, ... Compliance policies and procedures as well as all regulatory requirements (eg Truth in Lending Act, Community Reinvestment...* For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM) or Certified Mortgage… more
- TD Bank (New York, NY)
- …drafting, updating, and implement relevant policies and procedures. + Provide regulatory / compliance training. + Participate in internal investigations, respond ... trading systems and market structure preferred + Significant experience in providing legal, regulatory or compliance advice to Equity Sales & Trading Businesses… more