- University of Rochester (Rochester, NY)
- …to ensure compliance with federal, state, and institutional guidelines. + ** Regulatory Compliance ** : Ensure strict adherence to the Federal Acquisition ... in compliance with organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program. The ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is... requirements and assisting business units to manage their regulatory risk. The Surveillance Quality Assurance Manager … more
- TD Bank (New York, NY)
- …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... to help manage regulatory risk. Ideal candidate would have previous compliance experience, preferably in an advisory capacity. The Senior Manager will… more
- TD Bank (New York, NY)
- …drafting, updating, and implement relevant policies and procedures. + Provide regulatory / compliance training. + Participate in internal investigations, respond ... trading systems and market structure preferred + Significant experience in providing legal, regulatory or compliance advice to Equity Sales & Trading Businesses… more
- Mount Sinai Health System (New York, NY)
- …2 years managing investigator-initiated trials preferred. + Proven track record in regulatory compliance , project management, and team leadership. + Progressive ... **Job Description** The **Project Manager II** will oversee the entire portfolio of...allocate tasks to ensure timelines and objectives are met. ** Regulatory Compliance and Quality Assurance:** + Ensure… more
- Meta (New York, NY)
- …Ensure adherence to defined standards in order for Meta to maintain legal and regulatory compliance 15. Create & facilitate presentations to support execs / ... project plans for supported program(s) 4. Support execution of risk and compliance related activities including statutory risk assessments, regulatory requests… more
- TD Bank (New York, NY)
- …and Internal Audits:** Work with key stakeholders with Global Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, ... in Compliance and Global Control Room + Experience managing complex regulatory remediation. + Familiarity with regulations and compliance strategies and risk… more
- TD Bank (New York, NY)
- … regulatory changes, and escalations. The ideal candidate will have sanctions regulatory and compliance knowledge and experience, as well as a functional ... proactive strategies, tactics, policies, and programs to effectively manage regulatory / compliance issues + Provides insight, guidance, and recommendations… more
- CVS Health (New York, NY)
- …each and every day. Primary Job Duties & Responsibilities Develops comprehensive regulatory compliance strategies and programs to ensure adherence to relevant ... standards. Hires and directs the activities of teams responsible for regulatory compliance , ensuring understanding and adherence to applicable regulations… more
- Rochester Regional Health (Rochester, NY)
- …Develops new procedures and compiles start-up documentation required to maintain regulatory compliance . Submits procedures to supervisor/ manager for ... + Participates in maintaining the department in technical readiness to meet the regulatory compliance standards for New York State, AABB, and any other… more