- Wellington (New York, NY)
- …appropriate controls in alignment with the firm's policies and procedures to ensure regulatory compliance and information integrity + Collaborate with EMEA and ... team documentation practices + Participate in developing and conducting regulatory training + Support the firm's compliance ...a plus + Experience working at a large investment manager with diverse business lines or in a capacity… more
- Mizuho Corporate Bank (New York, NY)
- …Maintain and update dashboards and key performance indicators (KPIs) related to regulatory compliance and testing. + Collaborate with operational resilience ... DORA Program Manager and Integrated Testing - Operational Resilience Americas...with established capability baselines and risk thresholds. + Ensure compliance with regulatory requirements. + Maintain alignment… more
- TD Bank (New York, NY)
- …requirements and mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal, and ... customers, products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program… more
- City National Bank (New York, NY)
- …with which the business must comply and an awareness of issues of recent regulatory focus. * Escalate and measure compliance risk issues to leadership and ... compliance /operational risk controls in accordance with Company or regulatory standards and policies. * Maintain CNB internal control...* For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth… more
- Deloitte (New York, NY)
- Manager - Forensic Investigations and Fraud - Financial...part of the 2nd line of defense. + Support regulatory compliance efforts related to fraud, AML, ... Work you'll do As a Forensic Investigations and Fraud Manager you will supplement our team with deep expertise...lead or advise cross-functional teams. + Practical knowledge of regulatory and compliance environments (eg, FFIEC, BSA/AML,… more
- Huntington National Bank (New York, NY)
- …regulations and Huntington's commitment to integrity. + Maintain expertise in Commercial Card compliance and related regulatory areas. + Act as the main contact ... for Regulatory , Internal Audit, and Compliance examinations related...MS Office Suite + Certifications such as Certified Risk Manager (CRM), Certified Risk Professional (CRP), or Certified Information… more
- Bank of America (New York, NY)
- …initiatives. **_Skills:_** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching + Issue Management ... services industry,financial crimes customer due diligence (CDD), risk management, AML compliance , regulatory compliance , operational risk management,… more
- Oracle (Albany, NY)
- …accessibility, and quality of all official security documentation, directly supporting regulatory compliance , operational training, and global project delivery. ... Oversee the creation, cataloging, and archiving of standard drawing sets, as-builts, compliance records, and technical templates to ensure regulatory audit… more
- Bank of America (New York, NY)
- …stakeholders. **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Issue Management + Policies, ... GFC Manager - Global Markets Charlotte, North Carolina;Atlanta, Georgia;...for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working… more
- Conifer Realty LLC (Rochester, NY)
- …Facilities Manager plays a key role in promoting asset performance, regulatory compliance , resident satisfaction, and team development within the affordable ... Area Facilities Manager Rochester, NY (http://maps.google.com/maps?q=Rochester+NY+USA+14607) * Property Maintenance Job...to align maintenance operations with portfolio goals, budgets, and compliance strategies. + Serve as a resource to site… more