- Mizuho Corporate Bank (New York, NY)
- …Lead modernization of compliance screening technology platforms like Prime Compliance Manager , FIRCO, and related systems- Architect and execute cloud ... across multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk, … more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. ... The Account Manager for Depositary Receipt Services is responsible for...splits, rights issues) as they pertain to DRs. **2. Regulatory and Compliance Landscape** + **SEC Regulations:**… more
- City National Bank (New York, NY)
- *SENIOR MANAGER IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation Oversight function within T&I ... monitoring, reporting, and mitigation of emerging risks. * Ensure compliance with regulatory requirements (eg, OCC, Federal Reserve Board, FFIEC) and drive… more
- TD Bank (New York, NY)
- …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair… more
- Leviton (Melville, NY)
- …development projects and supporting project teams in securing and maintaining product regulatory compliance . This individual will collaborate with virtually all ... closely with Engineering and Product Management to secure and maintain product regulatory compliance Provides guidance to product development teams regarding… more
- Amazon (New York, NY)
- …fun, and make history. We are seeking a dedicated and knowledgeable Compliance Manager to oversee and manage regulatory challenges, to include Fire Code ... (WHS) Operational Excellence (OpEx) is looking for a Program Manager (PM) to drive continuous improvement EHS projects. If...certifications. Coordinate initial and refresher training as needed. * Regulatory Compliance : Serve as the point of… more
- CanACRE (Buffalo, NY)
- …and existing compliance issues, and coordinate with the Environmental Compliance Manager and/or Field Lead to determine appropriate corrective actions ... Our goals are to provide technical leadership for greater regulatory understanding and certainty and to build collaborative relationships...* Coordinate with the Environmental Compliance Manager and/or Field Lead for potential… more
- TD Bank (New York, NY)
- …operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members ... best practices. + Maintain a comprehensive understanding of existing and emerging regulatory requirements, inherent risks, Compliance Policies and Standards, to… more
- TD Bank (New York, NY)
- …securities and operations businesses/function and products + Strong management experience leading regulatory compliance activities + Regulatory , industry and ... provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director, Commercial, Operations and… more
- Navient (Albany, NY)
- …great together! **The Senior Compliance Analyst position will report to the Sr. Compliance Manager - Head of 1st Line of Defense Compliance .** **As ... marketing review workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk & controls within the consumer lending… more