- Bank of America (New York, NY)
- …accuracy, quality, and timeliness + Defines and executes control practices, including compliance with all regulatory and policy requirements, including data ... Regulatory Reporting Operations Senior Professional Charlotte, North Carolina;New... agencies and internal control partners (eg, Audit and Compliance ), and provides reporting, as needed + Establishes credible,… more
- Meta (New York, NY)
- … Regulatory Affairs Lead, you will play a key role in ensuring regulatory compliance and supporting the global market expansion of products commercialized in ... as a medical device direct to consumer space. You will lead regulatory strategy development, submissions, and approvals for United States and international market… more
- Citigroup (New York, NY)
- **About the Team:** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory engagement and ... defining and implementing best practices. **About the Role:** The Finance Regulatory Engagement Communications and Reporting Director leads the directional strategy… more
- LSI Solutions (Victor, NY)
- …Rest-of-World (ROW) regulatory approvals, while maintaining full Quality and Regulatory compliance with all standards that govern the design, development, ... Do you have experience as an administrative professional, office manager , or clerical assistant? This may be an opportunity...that skillset and branch out into the area of regulatory . We are seeking a person who is highly… more
- Capgemini (New York, NY)
- …in consulting or industry roles focused on finance, risk management, or regulatory compliance , ideally within financial services or other regulated sectors. ... you will: + Lead strategic client engagements across finance, risk, and compliance , translating complex regulatory requirements into actionable operating models… more
- TD Bank (New York, NY)
- …and compliance stakeholders on complex conflict scenarios. + Monitor regulatory developments and industry best practices to ensure the firm's conflict management ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- Healthfirst (NY)
- …manages marketing, educational, and ad hoc material reviews including assisting the Regulatory Affairs Manager by reviewing, finalizing, submitting, and tracking ... review of the website with business owners and ensures compliance with regulatory requirements specific to annual...HPMS, and provide feedback to the team and the Regulatory Affairs Manager . + Validates the monthly… more
- KeyBank (Amherst, NY)
- …collaboration with other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk ... to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative, and agility… more
- Coinbase (Albany, NY)
- …Compliance Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's Transaction Monitoring (TMS) and ... This role involves leading strategic, multi-regional Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure the… more
- Citigroup (Getzville, NY)
- …Engagement is a strategic professional who keeps senior management apprised of ongoing regulatory interactions across Finance. As a strong manager adept at ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more