- The Estee Lauder Companies (Melville, NY)
- …global R&D alignment discussions. + Reviews existing and new formulas for global regulatory compliance . This entails ensuring compliance of Raw Materials, ... technical data on formulas with a vision to ensure compliance . + Initiates new regulatory review and... review and ILN policies and SOPs supporting the Manager role independently and with little supervision. + Leadership… more
- Raymond James Financial, Inc. (New York, NY)
- … compliance processes, policies, and procedures to ensure adherence to regulatory requirements. Lead compliance -related projects and change initiatives from ... completion, including cross-department coordination. Prepare presentations for business and compliance leadership. + ** Regulatory Analysis:** Research and… more
- BMO Financial Group (New York, NY)
- …+ Escalate key issues when gaps in Capital Markets or legal entity regulatory compliance are identified + Proactively review and make recommendations regarding ... and reviews of Capital Markets legal entities; coordinating and tracking regulatory remediations; ensuring continued compliance with the evolving global… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade… more
- Liberty Utilities (Merrick, NY)
- …outcome and how we achieve it.** **Purpose** This position reports directly to the Manager of Rates and Regulatory Affairs and provides complex analytical work ... for developing and maintaining revenue requirements and cost recovery models. Supports the Manager of Rates and Regulatory Affairs for studies, projects, and… more
- SMBC (New York, NY)
- …years in financial services or international law firm, with an emphasis on regulatory compliance . + Experience developing policies and procedures and strong ... Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our ...with SMEs to draft, refine, and finalize clear, comprehensive compliance policy documents adhering to regulatory expectations… more
- Bank of America (New York, NY)
- Director; EAC Compliance & Operational Risk Manager New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Director--EAC- Compliance Operational-Risk- Manager \_25046582) **Job Description:** At Bank of… more
- Meta (Albany, NY)
- …also contributing to Meta's broader global energy strategy. **Required Skills:** Energy Manager , Market Operations & Compliance Responsibilities: 1. Lead all ... participation, including Electronic Quarterly Reports (EQR) and other Federal Energy Regulatory Commission filings 2. Develop and implement compliance tracking… more
- Cayuse Holdings (Albany, NY)
- **Overview** The Senior Security, Privacy & Compliance Manager is accountable for developing, implementing, and maintaining robust security, privacy, and ... information assets. This individual acts as the central point of expertise for regulatory compliance , incident management, and staff training on best practices.… more
- LSI Solutions (Victor, NY)
- …Rest-of-World (ROW) regulatory approvals, while maintaining full Quality and Regulatory compliance with all standards that govern the design, development, ... Do you have experience as an administrative professional, office manager , or clerical assistant? This may be an opportunity...that skillset and branch out into the area of regulatory . We are seeking a person who is highly… more