• Manager , Compliance - Trade…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade… more
    TD Bank (07/10/25)
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  • Product Owner II- Credit Card Regulatory…

    TD Bank (New York, NY)
    …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional… more
    TD Bank (08/21/25)
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  • VP, Investment Compliance Manager

    Aflac (New York, NY)
    VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About ... daily review and monitoring of pre-trade and batch portfolio compliance alerts with respect to regulatory and...a plus Skills/Knowledge: + Minimum 2 years as a manager in Investment Compliance + Good working… more
    Aflac (07/25/25)
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  • Compliance Senior Manager - RJ Bank…

    Raymond James Financial, Inc. (New York, NY)
    …Planning and scheduling work to meet regulatory , organizational, and regulatory requirements. * Identifying and applying appropriate compliance monitoring ... **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair lending risk within various business units. *… more
    Raymond James Financial, Inc. (08/02/25)
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  • Compliance Policy Manager

    SMBC (New York, NY)
    …years in financial services or international law firm, with an emphasis on regulatory compliance . + Experience developing policies and procedures and strong ... Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our ...with SMEs to draft, refine, and finalize clear, comprehensive compliance policy documents adhering to regulatory expectations… more
    SMBC (07/01/25)
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  • Senior Employee Experience Manager…

    TD Bank (New York, NY)
    …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more...organization, and enterprise as appropriate. The **Employee Experience Senior Manager ** will lead and enhance the employee experience within… more
    TD Bank (08/09/25)
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  • Assistant Project Manager , Housing…

    City of New York (New York, NY)
    …Housing - Compliance and Enforcement Your Impact: As an Assistant Project Manager for Housing Incentives' Compliance and Enforcement (C&E) division, you will ... and external partners. You will contribute to investigations of non- compliance with the tax programs and regulatory ...of non- compliance with the tax programs and regulatory agreements that are within the purview of Housing… more
    City of New York (07/23/25)
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  • Compliance Testing Senior Manager…

    Scotiabank (New York, NY)
    Compliance Testing Senior Manager , Swap Dealer...execute compliance testing in order to assess compliance with legal, regulatory and internal firm ... testing and reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at least 3 of which should involve testing… more
    Scotiabank (06/06/25)
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  • Director; Compliance and Operational Risk…

    Bank of America (New York, NY)
    Director; Compliance and Operational Risk Manager New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Director-- Compliance -and-Operational-Risk- Manager \_25034452) **Job Description:** At Bank of America,… more
    Bank of America (08/16/25)
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  • Regional Manager , Compliance…

    WMCHealth (Poughkeepsie, NY)
    Regional Manager , Compliance - ONSITE Company: NorthEast Provider Solutions Inc. City/State: Poughkeepsie, NY Category: Executive/Management Department: ... Internal Applicant link Job Details: Job Summary: The Regional Manager , Compliance reports to the VP, ...Center Health Network Compliance Program by monitoring compliance with internal and external regulatory standards… more
    WMCHealth (06/13/25)
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