- Citigroup (New York, NY)
- …5 years of progressive, post-baccalaureate experience as a Data Analyst, Business Analyst, Compliance Analyst, Risk Manager , Regulatory Risk Officer, or ... related position involving financial data analysis and engineering in support of regulatory compliance for a global financial institution. Must have experience… more
- Bank of America (New York, NY)
- …set up to reduce key person risk and also effectively managing cost of regulatory compliance . * Oversee the training and development of the Enterprise Monitoring ... from disclosures and discussing such issues with other Non-Financial Regulatory Reporting (NFRR) and Global Compliance &...that supports company Great Place to Work goals. + Manager of Process & Data: Challenges end-to-end process efficiency… more
- TD Bank (New York, NY)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and...will work with you to meet your needs. The Manager II, Governance & Control leads and manages a… more
- TD Bank (New York, NY)
- …operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members ... best practices. + Maintain a comprehensive understanding of existing and emerging regulatory requirements, inherent risks, Compliance Policies and Standards, to… more
- Gateway Hudson Valley (Beacon, NY)
- …residents. Assist residents with usage of funds and in following agency and regulatory guidelines. Reports issues to the Residential Manager . + Ensure records ... core service areas in accordance the Individualized Service Plan, certifying/ regulatory bodies including OMH/OPWDD/HUD, and Gateway's goals. ESSENTIAL RESPONSIBILITIES… more
- Mount Sinai Health System (Brooklyn, NY)
- …team to develop a cohesive unit leadership group. 4. Maintains service line compliance with all regulatory agency mandates, including the regulations of NYS ... changes and compliance with all hospital ensure and procedures and regulatory agency standards. 12. Encourages, recognizes and rewards manager and staff… more
- CSL Plasma (Cheektowaga, NY)
- …role will ensure compliance to training needs, SOPs, processes and other regulatory or company directives are adhered in order to support the operations and ... **The Opportunity** This position provides immediate support to the Assistant Manager of Quality in monitoring plasma center processes to ensure overall … more
- Synchrony (New York, NY)
- …security architecture strategy, ensuring alignment with business objectives, regulatory requirements, and evolving threat landscapes. This role requires ... that aligns with the organization's business objectives, risk appetite, and regulatory requirements within the financial services sector. + Partner closely with… more
- TD Bank (New York, NY)
- …section 265, section 871(m), tax treaties, structured notes, BEAT, Pillar 2, REIT compliance , branch taxation issues + Providing tax advice with respect to new ... preparedness + Providing tax counsel to the corporate tax compliance and tax audit functions + Monitoring and assessing...and assessing the impact of new and proposed legislation, regulatory activity, and tax guidance + Advising on the… more
- KeyBank (NY)
- …**ABOUT THE JOB** The Third Party Management, Shared Services and Regulation W Compliance Manager is responsible for assisting the applicable Compliance ... providing highly specialized guidance and oversight on current and emerging regulatory compliance risks. The qualified candidate must be able to work… more