- Raymond James Financial, Inc. (St. Petersburg, FL)
- …compliance . + Rules and regulations of: Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory ... Planning and scheduling work to meet regulatory organizational and regulatory requirements. + Identifying and applying appropriate compliance monitoring… more
- LCEC (North Fort Myers, FL)
- …and oversight of the electric utility's enterprise risk management (ERM) and regulatory compliance programs. This position ensures that risks are identified, ... JOB TITLE: Manager , Risk & Compliance Location: North...insurance providers, legal counsel, and auditors. + Oversee utility-wide regulatory compliance , including NERC, FERC, OSHA, DOT,… more
- CH Robinson (Tampa, FL)
- …meetings with global teams operating in different time zones + Proficiency in compliance management tools and regulatory technologies + Values a diverse and ... CH Robinson is looking for a Strategic Program Manager to join our team. In this role,...role, you will lead, coordinate, and enhance our global compliance programs, with a specific focus on adhering to… more
- Carnival Cruise Line (Miami, FL)
- …are implemented, guiding teams in effectively resolving issues and restoring compliance in alignment with corporate standards and regulatory requirements. ... reported items back to compliance . + Ensuring compliance with mandatory regulatory policies is essential,...company paid term life insurance and disability coverage + Financial Benefits: + 401(k) plan that includes a company… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in a related discipline and a minimum of eight (8) years of experience in Compliance and/or the financial services industry. ~or~ + Any equivalent combination of ... creating and updating enterprise policies to ensure continued alignment with regulatory obligations. This includes facilitating: + The enterprise policy review and… more
- Coinbase (Tallahassee, FL)
- …connection, and alignment. Attendance is expected and fully supported. As the Senior Manager , Compliance EDD Operations at Coinbase, you'll lead the charge in ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...work to the highest quality standards and in full compliance with our regulatory obligations. In this… more
- Citigroup (Tampa, FL)
- … Financial Acumen, Internal Controls, Issue Management, Problem Solving, Regulatory Reporting. **Other Relevant Skills** For complementary skills, please see ... The FR Y-14 Finance Reporting Manager is responsible for the preparation, analysis, reconciliation,...Controllers, Technology and Finance and with counterparts in Global Regulatory Reporting. This role is part of the Global… more
- Coinbase (Tallahassee, FL)
- …processes, compliance , consumer and/or institutional operationsProven experience as Compliance manager with In-depth knowledge of the industry's standards, ... we look for in you (ie. job requirements):* 10+ years of AML or Financial Crime Compliance knowledge experience, with a focus on delivering differentiated… more
- Citigroup (Tampa, FL)
- …(risk based and regulatory ), preferably related to coverage of Independent Risk, Compliance and Financial Crimes related risks. + 7+ years of experience in ... role in the Quality Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison with the global audit… more
- Bank OZK (Tampa, FL)
- …accordance with established IA methodology and professional auditing standards, and other regulatory compliance audits. Essential Job Functions + Develops and ... scenario development, optimization and segmentation, AML investigations and SAR decisions, and regulatory compliance and AML programs. + Knowledge of data… more